Radcliffe-Brown: "Patrilineal
and Matrilineal Succession"
Originally published in 1935 in
the Iowa Law Review
20#2 (January), but I've given the pagination from the more accessible
reprint in RB's Structure and Function
in Primitive Society. As
George Stocking has pointed out in several places (eg his After
Tylor), RB was heavily influenced in his
later career by his reading of Henry Maine's Ancient
Law, and this essay is one of the clearest
examples. The image developed here of the unilineal descent group as a
legal corporation controlling the inheritance of rights (not just material
property) set the stage for a series of legalistic images which became
profoundly influential in the ethnography of British social anthropologists
during the 1940's and 1950's, but which were even more influential in the
development of the text-book simplifications of clan and lineage organization
which persist until today. The term "corporate unilineal descent group"
came to name a major category of phenomena in "primitive" society. I have
highlighted certain words.
If we are to understand aright the laws and customs
of non-European peoples we must be careful not to interpret them in terms
of our own legal conceptions, which, simple and obvious as some of them
may seem to us, are the product of a long and complex historical development
and are special to our own culture. If, for instance, we attempt to apply
to the customs of the simpler peoples our own precise distinctions between
the law relating to persons and the law relating to things we shall produce
nothing but confusion in the result.
With us one of the most important aspects of succession
is the transmission of property by inheritance. Yet in some of the simplest
societies this is a matter of almost no significance at all. In an Australian
tribe, for example, a man possesses a few weapons, tools, utensils and
personal ornaments, things of little value or permanence. On his death
some of them may be destroyed, others may be distributed among his relatives
and friends. But their disposal is of so little importance, unless in relation
to ritual, that it is often difficult to find any rules of customary procedure.
But even in such simple societies, where inheritance of private property
may be said not to exist or to be of minimal importance, there are problems
of succession in the widest sense of the term.
The term 'succession' will here be taken
as referring to the transmission of rights in general. A right exists
in, and is definable in terms of, recognised social usage. A right may
be that of an individual or a collection of individuals. It may be defined
as a measure of control that a person, or a collection of persons, has
over the acts of some person or persons, said to be thereby made liable
to the performance of a duty. Rights may be classified as of three main
kinds:
(a)Rights over a person imposing some duty or duties upon that
person. This is the jus in personam of Roman law.
A father may exercise such rights over his son, or a nation over its citizens.
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(b) Rights over a person 'as against the world', i.e. imposing duties
on all other persons in respect of that particular person. This is the
jus
in rem of Roman law in relation to persons.
(c) Rights over a thing, i.e. some object other than a person,
as against the world, imposing duties on other persons in relation to that
thing.
The rights classified under (b) and (c) are
fundamentally of the same kind, distinguished only as they relate to persons
or to things, and are of a different kind from those classified under (a).
We may consider a few examples from such a simple
society as an Australian tribe. A man has certain rights over his wife.
Some of them are rights in personam whereby he may require from
her the performance of certain duties. Others are rights in rem. If
anyone should kill the wife he commits an injury against the husband. If
anyone should have sexual intercourse with the wife without the consent
of the husband he commits an injury against the latter. In some tribes
a man may lend his wife to another; this is an exercise by the husband
both of his rights in personam and of his rights in rem.
In a great number of Australian tribes the custom
of the levirate holds sway. By this, when a man dies all his rights over
his wife (and over his immature children) are transferred to his younger
brother, or failing such, to an agnatic cousin. This is a simple instance
of fraternal succession. What is transferred is certain rights in personam
and
in
rem over certain persons (the wife and children) and with these rights
there go, of course, certain obligations or duties.
Let us next consider, in such a tribe as the Kariera
of Western Australia, the nature of the group that I shall call a 'horde'.
This is a body of persons who jointly possess, occupy and exploit a certain
defined area of country. The rights of the horde over its territory can
be briefly indicated by saying that no person who is not a member of the
horde has the right to any animal, vegetable or mineral product from the
territory except by invitation or consent of members of the horde. Acts
of trespass against this exclusive right of a horde to its territory seem
to have been very rare in the social life of the aborigines but it appears
to have been generally held that anyone committing such a trespass could
34
justifiably be killed.* This exclusive use of its territory by a horde
is modified by obligations of
* We have records from a part
of South Australia of occasional deliberate acts of trespass with armed
force, a body of men invading a territory in which red ochre was found
for the purpose of obtaining a supply. This was actually an act of war
and as the invaders took care to come in force the horde whose rights were
thus invaded had no effective remedy.
hospitality whereby, when there is an abundance of some kind of food
at a certain time, members of friendly neighbouring hordes are invited
to come in and share it. The son of any woman born in the horde and married
elsewhere is always entitled to visit his mother's horde and hunt in its
territory.
It is convenient to speak of such a group as the
Kariera horde as a 'corporation' having an 'estate'. This is an
extension of the terms 'corporation' arid 'estate' as they are commonly
used in law, but I think this extension is justifiable, and hope that at
any rate it will be admitted for the purposes of the present exposition.
By an estate is here meant a collection of rights (whether over
persons or things) with the implied duties, the unity of which is constituted
either by the fact that they are the rights of a single person and can
be transmitted, as a whole, or in division, to some other person or persons,
or that they are the rights of a defined group (the corporation) which
maintains a continuity of possession. A personal estate thus corresponds
to that universitas juris which is what, in Roman law, was transmitted
by inheritance.*
* Hereditas est successio in
universum jus quod defunctus habuit: an inheritance is a succession
to the entire legal position of a deceased man.
The corporate estate of a Kariera horde includes
in the first place its rights over its territory. The continuity
of the horde is maintained by the continuity of possession of the territory,
which remains constant, not subject to division or increase, for the Australian
aborigines have no conception of the possibility of territorial conquest
by armed force. The relation of a horde to its territory does not correspond
exactly to what we regard as 'ownership' in modern law. It has some of
the qualities of corporate ownership, but also partakes of the nature of
the relation of a modern state to its territory, which we may speak of
as the exercise of 'dominion'. Rights of ownership over land
and rights of dominion have seemingly both had their origin by development
and differentiation from such a simple relation as that exemplified in
the Australian horde.
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The estate of a horde includes not only its rights over
a territory, but also its rights, in personam and in rem,
over its members. The adult male members of the horde owe certain duties
to it so that it has rights in personam over them. It also has rights
in
rem,
for if one of them is killed, by violence or by sorcery, the horde
as a whole conceives itself to have been injured and takes steps to obtain
satisfaction. Women and children are not members of the horde in the same
sense as adult males. If a man's wife is 'stolen' it is he as an individual
who seeks satisfaction though he will have the backing of the other members
of the horde. But indirectly she also belongs to the horde so that when
her husband dies she should by custom pass into the possession of some
other member of the horde and not to some person outside.
Since the Kariera horde is exogamous every female
child passes by marriage out of the possession of her parents and out of
the possession of the horde into the possession of her husband in another
horde. By Australian custom this transfer of possession, i.e. of rights,
in
personam and in rem, over a person, should normally involve
compensation or indemnification, which, in many tribes, is provided by
the man who receives a wife giving his sister in exchange to be the wife
of his brother-in-law. Male children may be said to pass out of the possession
of the parents and into direct possession of the horde at initiation. This
is, in some tribes, symbolically expressed in the initiation ritual.
The Kariera horde affords an example of perpetual
corporate succession. It will be obvious, I think, that it contains the
germs of the state and of sovereignty as we know them in
more complex developments. Thus, as the terms have been used above, the
United States of America is a 'corporation' having as its constituent 'estate'
possession of, or dominion over, a certain territory (subject, unlike that
of an Australian horde, to increase by conquest or purchase) and certain
specific rights, in personam and
in rem, over the persons
of its citizens.
The continuity of a corporation such as the Australian
horde is dependent on the continuity of its estate. In the first place
there is continuity of possession of the territory. Secondly, there is
a continuity which transcends the space of a human life by the fact that
as the group loses some members by death it acquires new members by the
birth of children and the initiation of boys into the status of men.
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If now we turn from considering the horde as a whole
to consider the individual male members we find here also a process of
customary transmission of rights. Children 'belong', we may say, primarily
to the father, i.e. it is he who exercises over them rights in personam
and
in
rem.
As the father in turn belongs to the horde this horde has some
rights over his children. When a girl reaches puberty the rights over her
are transferred (perhaps not in entirety but in great part) from her father
and his horde to her husband. When the boy reaches puberty he is transferred
from his position of dependence on his father to that of an adult member
of the horde. Now a member of the horde has certain rights over other members
and over the territory of the horde. These rights are part of his personal
estate or status. Thus there is a process of 'patrilineal succession'
whereby the sons of male members of the horde become in their turn members,
thus acquiring rights and having a share in the estate.
We are thus brought, after necessary and it is hoped
not too tedious preliminary considerations, to the problem with which
this paper is to deal, that of the nature and function of the unilineal
transmission of rights. In the patrilineal succession of the Australian
horde the most considerable part of the body of rights of a male person,
his status, his personal estate as a sharer or co-parcener in the estate
of a horde, are derived by him through his father to the exclusion of his
mother and are transmitted in turn to his sons to the exclusion of his
daughters. It is important, however, to recognise that in this instance,
and, so far as we know, in all instances of patrilineal succession, some
rights are also transmitted through the mother. Thus in the Kariera tribe
a man has certain quite important rights over his mother's horde, over
its individual members, and over its territory.
In matrilineal succession the greater part
of the body of rights of an individual, over things, over persons, or as
a member of a corporation, are derived by him through his mother and cannot
be transmitted to his children but devolve upon his sister's children.
As an example of a very thorough system of matrilineal
succession we may consider the taravad of the Nayar caste of Malabar.
A taravad is an incorporated matrilineal lineage. It includes all
living descendants in the female line of an original ancestress. It has
therefore both male and female members, all of whom are
37
children of female members of the group. It is constituted as a corporation
(a joint-family in the terminology of Indian lawyers) by the possession
of an estate which includes in the first instance possession of a house
or houses and land, and in the second place rights over the persons of
its members. The control of the estate is in the hands of a 'manager' who
is normally the oldest male member of the group. In order that the group
may retain complete and exclusive possession of the children born to its
female members the Nayars have established a system which denies all legal
rights to a male parent. A Nayar girl is 'married' while still very young
to a suitable bridegroom by the Hindu religious ceremony of the tying of
a jewel. (It is probable that in former times the 'bridegroom' ceremoniously
deflowered the virgin 'bride'.) On the third day the newly-wedded pair
are divorced by the Hindu ceremony of dividing a piece of cloth. Thereafter
the divorced bridegroom has no rights over the person, the estate or the
children of his bride. At a later period the girl takes a lover. In former
times, amongst some of the Nayar, if not generally, a woman was permitted
by custom to have two or more lovers at the same time. As the lover is
not married to the woman he also has no legal claims over her person or
estate or over any children that may be born or the union.
The Nayar system is the most thoroughgoing example
of perpetual matrilineal succession. The lineage group maintains its continuity
and its unity by not admitting any outside person to any share in its estate.
It retains possession of its own women and claims exclusive rights over
the children born to them.
The status* of an individual at
a given moment of time may be defined as the totality of all his
* It is well always to remember
that status, estate, state,
and the French etat are all different
forms of one and the same word, the late Latin estatus.
rights and duties as recognised in the social usages (laws and customs)
of the society to which he belongs. The rights constituting a status, and
similarly the duties, are of many different kinds, some relating to 'the
world at large', to the society as a whole, others relating to some definite
social group of which the individual is a member (e.g. a man's rights over
and duties towards his own clan), or to some group of which he is not a
member but to which he stands in a special relation (e.g. a man's relation
to his mother's clan in a patrilineal clan system, or to his father's clan
in a matrilineal system), and
38
yet others concern his special relations as an individual with other individuals.
Everywhere in human society the status of an individual
is very largely determined by birth as the child of a particular father
and particular mother. Behind the question of succession, therefore, lies
the question of what elements of status, i.e. what rights and duties, are
transmitted to the child by the father on the one hand and by the mother
on the other. Every society has to establish its system of rules in this
matter and there is an immense diversity of systems to be found in surviving
and historic communities. The almost universal rule is that an individual
derives some elements of his status from or through his father, and others
from or through his mother.
It has to be remembered that in all societies there
is a general difference between the status of a man and that of a woman,
and in some societies these differences are very marked and very important.
Thus when a son 'succeeds' his father he may attain a status very similar
to that of his father, but a daughter cannot do so to the same extent.
The reverse holds true in the instance of a mother and her daughter on
the one hand and her son on the other. Thus in African kingdoms where succession
is matrilineal a king is succeeded by his younger brother and then by his
sister's son. The heir therefore acquires, through his mother, important
elements of the status of his mother's brother. The king's sister, who
holds a very important position, is, of course, succeeded by her daughter.
One solution of the problem of the determination
of status would be to let the sons derive from the father and daughters
from the mother. This principle is only known to be adopted in a few tribes,
about which we know very little, in East Africa and in New Britain. As
a working arrangement it has weighty objections which cannot be gone into
here.
It is possible to have a system in which a child,
by birth, acquires the same rights, of the same kind and to an equal degree,
over the persons to whom he is related through his father and those to
whom he is related through his mother. An instance of this is that where
a person has an equal expectation of testamentary or intestate succession
to the estate of the brothers and sisters of his father and those of his
mother. A further instance is provided by the customs relating to wergild
amongst
the Teutonic peoples.
39
By birth a man acquired rights over a number of persons who constituted
his sib.* This included all
* Professor Lowie and some American
writers use the term 'sib' as equivalent to what is here, in accordance
with European usage, called a 'clan'. It seems desirable to retain the
word 'sib' for the bilateral group of kindred to which it was originally
applied.
his relatives through his father and through his mother, counting either
through males or through females, within a certain range. This range varied
in different Teutonic communities and perhaps in the same community at
different times. Amongst some of the Anglo-Saxons it extended as far as
fifth cousins. If a man were killed all the members of his sib could claim
a share in the indemnity
(wergild) paid by the killer, proportionate
to the degree of the relationship. Inversely, if a man killed another all
members of his sib were under obligation to contribute to the blood-money
he had to pay, each contributing in the same proportion as he would receive
if the man himself had been killed. The members of a man's sib had specific
rights in rem
in relation to him and specific duties in personam
towards
him.
The solution adopted by the great majority of human
societies of the problem relating to the determination of status has been
one by which a child derives certain rights and duties through the father
and others of a different kind through the mother. Where the rights and
duties derived through the father preponderate in social importance over
those derived through the mother we have what it is usual to call a patrilineal
system. Inversely a matrilineal system is one in which the rights
and duties derived through the mother preponderate over those derived through
the father.
There are, however, some societies in which there
is a fairly even balance between the elements of status derived through
the father and those through the mother. An example is provided by the
OvaHerero of south-west Africa. Through his mother a child derives membership
in an eanda, a matrilineal clan; through his father he becomes a
member of an oruzo, a patrilineal clan. There is thus a double system
of clans crossing one another. As both kinds of clans are exogamous a man
cannot belong to the eanda of his father or to the oruzo of
his mother. Through his mother and as a member of her eanda he has
certain rights over, and duties towards, that group and particularly his
mother's
40
brothers and his sister's children. Secular property is inherited only
within the eanda so that a man inherits such property from his mother's
brother and transmits it to his sister's son. On the other hand through
his father and as a member of his oruzo he has rights and duties
of other kinds in relation to that group. Certain sacred cattle may only
be inherited within the oruzo and are therefore transmitted from
father to son.
There are to be found in Africa and in Oceania other
instances of systems in which patrilineal and matrilineal succession are
combined and more or less balanced against one another. In a considerable
part of Africa this is rationalised by a conception that every human being
is compounded of two principles, one, called the 'blood' in Ashanti, derived
from the mother, the other, the 'spirit', derived from the father.
Probably the most important factor in determining
the nature of succession in the simpler societies is the need of defining
rights in rem over persons. When a child is born there is the question,
'To whom does the child belong?' It may, of course, be regarded as belonging
jointly to the two parents. Both have an interest in it, both have rights
in
personam
and in rem in relation to it. But there are other persons
who have rights, in personam and in rem over the father (his
parents, and brothers and sisters) and others who similarly have rights
over the mother. In any society in which kinship is of fundamental importance
in the total social structure, as it is in the majority of non-European
societies, it is essential for social stability and continuity that the
rights of different individuals over a given individual should be defined
in such a way as to avoid as far as possible conflicts of rights. We have
seen how the ancient Teutonic system gives similar, and in some instances
equal, rights in rem to the father's kin and to the mother's kin
of a given individual so that if he is killed all members of his sib (i.e.
his kindred on both sides) are entitled to compensation. Let us now consider
examples of the solution of this problem in matrilineal and patrilineal
systems.
For a matrilineal system we may return to the Nayar
as affording an extreme, and therefore crucial instance. In that system
the taravad,
or joint-family, maintains intact and absolute its
rights in rem over all its members. Marriage normally gives the
husband certain rights
in rem over his wife aud over the children.
The Nayars may be said either to have eliminated marriage or to
41
have eliminated this aspect of marriage. It is true that the union of a
Nayar woman and her sambandham lover is often a life-long union
of great affection and that the lover has a great attachment to the children.
But legally he has no rights over his 'wife', if we call her such, or over
the children. In turn the group has no rights in rem over him for
these remain with his own taravad. The taravad as a corporation
retains undivided and undisputed possession of its own estate.
As an instance of a definitely patrilineal solution
of the problem of the distribution of rights in rem we may take
the Zulu-Kaffir tribes of South Africa. In these tribes marriage requires
the payment of an indemnity in the form of a number of cattle, called the
Ikazi,
the act of transfer of these being known as uku-lobola.
An unmarried
girl belongs to her father, or to her guardian (father's brother or brother)
if her father be dead, and to her agnatic kindred. They have over her certain
rights in personam and in rem. An offence committed against
her, as rape, seduction, maiming or homicide, is an injury to her kin and
they have the right to be indemnified. A father may bring before the chief
an action for compensation for an offence committed against his daughter.
By the act of marriage the father and the agnatic kindred surrender a great
part of these rights over the daughter to her husband and to his agnatic
kindred. The payment of cattle is an indemnification for this surrender
of rights. For these people the great value of a woman is as the mother
of children. (For this reason there is no more unhappy, unwanted person
among them than a barren woman.) The act of lobola is therefore
primarily a procedure whereby those paying the cattle acquire undivided
and indisputable rights over all children born to the woman. This is readily
demonstrated by an analysis that would be out of place here. The natives
state the principle in two ways: 'Cattle beget children'; 'The children
are where the cattle are not.' In case of divorce either the wife and her
children return to her father and any cattle paid are returned, or if (as
is usual) the husband retains the children he must abandon claim to the
cattle he has paid or to some portion thereof. On the death of a wife who
has borne children (a barren wife may be repudiated and the repayment of
the cattle or the substitution of a sister may be claimed) if all the cattle
have been paid, the children remain with the father and the mother's kin
have no rights
in rem over them. The system
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here outlined is a simple legal procedure for giving the father and his
agnatic kindred indisputable and undivided rights in rem over his
children.
Thus the system of patrilineal or matrilineal succession
centres largely around the system of marriage. In an extreme matrilineal
society a man has no rights in rem over his children, though
he does usually have some rights in personam. The rights remain
with the mother and her relatives. The result is to emphasise and maintain
a close bond between brother and sister at the expense of the bond between
husband and wife. Consequently the rights of the husband over his wife
are limited. In an extreme patrilineal society we have exactly the
opposite. Rights in rem over the children are exclusively exercised
by the husband and his relatives. The bond between husband and wife is
strenghtened at the expense of the bond between brother and sister. The
rights of the husband over his wife are considerable; she is in manu,
under his
potestas.8
Extreme patrilineal systems are comparatively rare,
and extreme matrilineal systems perhaps even rarer. Generally there is
some modification by which, while the kindred on the one side have a preponderant
right, some rights are recognised on the other side also. Thus in the Cherokee
tribe of North American Indians, while a man belonged to his mother's clan,
so that if he were killed they and they alone would demand satisfaction,
yet he stood in a very special relation to his father and to his father's
clan.
Little has been said so far about the inheritance
of property. This is because in the simpler societies the transmission
of property is generally dependent upon the transmission of status. Thus
amongst the Nayar the important property (land, houses, etc.) is the undivided
or joint possession of a corporation constituted by a matrilineal lineage.
Amongst the Zulu-Kaffir tribes the sons succeed to a share of the father's
estate to the exclusion of daughters and their descendants. In general,
though there are a few exceptions, it may be said that the transmission
of property follows the same line as does the transmission of status.
With regard to the institutions of patrilineal and
matrilineal succession the question is frequently asked as to what is their
origin. The term 'origin' is ambiguous. In one sense we may talk of the
'historical origin'. The historical origin of the Nayar system, or that
of the Zulu-Kaffirs, or of any other system, is a series of
43
unique events extending often over a long period of gradual growth.
The determination of the origin in this sense is the task of a historian.
For the simpler peoples these histories are unknown and are the subject
only of pure speculation, to my mind largely unprofitable. But the term
'origin' may be used in another sense, and very frequently it is used ambiguously
with a confusion of the two meanings.
Any social system, to survive, must conform to certain
conditions. If we can define adequately one of these universal conditions,
i.e. one to which all human societies must conform, we have a sociological
law. Thereupon if it can be shown that a particular institution in
a particular society is the means by which that society conforms to the
law, i.e. to the necessary condition, we may speak of this as the 'sociological
origin' of the institution. Thus an institution may be said to have
its general
raison d'etre (sociological origin) and its particular
raison
d'etre (historical origin). The first is for the sociologist or social
anthropologist to discover by the comparative method. The second is for
the historian to discover by examination of records or for the ethnologist,
in the absence of records, to speculate about.
One such law, or necessary condition of continued
existence, is that of a certain degree of functional consistency amongst
the constituent parts of the social system. Functional consistency is not
the same thing as logical consistency; the latter is one special form of
the former. Functional inconsistency exists whenever two aspects of the
social system produce a conflict which can only be resolved by some change
in the system itself. It is always a question of the functioning, i.e.
the working of the system as a whole. Consistency is a relative matter.
No social system ever attains to a perfect consistency, and it is for this
reason that every system is constantly undergoing change. Any insufficiency
in this respect in a social system tends to induce change, sometimes, though
by no means always, through the conscious recognition of the insufficiency
by members of the society and the conscious seeking of a remedy. To this
law of the necessity of a certain degree of functional consistency we may
add a second, which is a special instance of the first. Any human social
life requires the establishment of a social structure consisting of a network
of relations between individuals and groups of individuals. These relations
all involve certain rights and duties which need to be defined in such
a way
44
that conflicts of rights can be resolved without destroying the structure.
It is this need that is met by the establishment of systems of justice
and legal institutions.
Every system of rights necessarily involves the
existence of common, joint or divided rights over the same person
or thing. The father and the mother of a child both have rights in personam
over
their child. In an orderly family it is necessary that there should be
no unresolved or unresolvable conflict between these rights. The same thing
is true throughout a society as a whole in all the various relations into
which persons are brought. When two persons A and B have rights over something
Z or rights
in rem over some person Z, there are three ways of adjusting
these rights so as to avoid unresolvable conflicts. One is the mode of
rights
in common; A and B have similar and equal rights over Z and these are
such that the rights of A will not conflict with those of B. An instance
is to be found in the native tribes of South Africa in which, as the native
saying is, 'grass and water are common'. Any member of a tribe has the
right to graze his cattle or water them, or take water for his own use,
in any part of the territory over which the tribe (represented by its chief)
exercises dominion. A second is the mode of joint rights
in which
A and B (or any number of persons) exercise jointly certain rights over
Z. The establishment of such joint rights immediately establishes what
is here called a corporation. An infringement of the rights normally
calls for a joint action on the part of the corporation, which may, of
course, be carried out by its official representatives. A South African
tribe has joint possession of its territory, the possession (the estate)
being vested in the chief. An infringement of these rights may be adjusted
by the chief or may lead to the action of war, in which, under the chief,
the whole tribe seeks to maintain its rights. The third mode is that of
rights
in division. Here A has certain definite rights over Z and B has certain
other definite rights; the respective rights may be defined either by custom
or by a specific contract, or agreement. An example is the relation of
owner and tenant of a leased land or building.
So far as rights over persons go the exercise of
rights in common is necessarily very limited. In an unfamiliar region one
may ask direction from any person one meets and expect to receive whatever
information that person can give. In English law the king's officers can
demand from any passer-by 'in the king's name'
45
assistance in the arrest of a malefactor.* Rights over persons in personam
are
usually exercised
* The latter instance, however,
might be interpreted as the exercise of a joint right, since the king is
the representative of the nation which, as a corporation, has joint rights
over the persons of its citizens.
either jointly or in division.
Rights over persons in rem can obviously
never be exercised in common. We have seen, from the example of the Teutonic
customs relating to wergild, that they can be held in division.
But such a thing is rare and for the reason that it requires a complicated
definition of the respective shares of various kindred in their interest
in their kinsmen. One has only to glance at some of the early laws of Norway
and Sweden relating to the division of the wergild between agnatic
and cognatic kin of different degrees to realise with what difficulties
such a system is confronted in its working.
It results from this that rights in rem over
a person must as a general rule either be exclusively personal, i.e. confined
to a single individual (a condition to which the rights of an owner over
a slave may approximate in some instances) or must be joint. The rights
of a Roman father over his children were nearly exclusive but even these,
at certain periods of history certainly, were subject to the rights, exercised
jointly, of the gens or of the state; even the potestas of a pater
familiar
was not absolute. Thus we may say that any society that recognises
rights in rem over persons (and all known societies do so to some
extent) will normally, and with only the rarest exceptions, make some provision
for the joint exercise of such rights. This implies the existence of corporations
of some kind, since a corporation is here defined as a collection
of persons who jointly exercise some right or rights.
A corporation can only form itself on the basis
of a common interest. In the simplest societies the easiest, perhaps almost
the only, ways in which common interests can be created are on the basis
of locality, i.e. residence in the same local community or neighbourhood,
or kinship. Corporations therefore tend to be established either on the
one basis or the other or on both combined (the Kariera horde is an example
of the latter) or else a double system of local groups and kinship groups
is formed.
We must here appeal to another sociological law,
the necessity not merely for stability, definiteness and consistency in
the social structure, but also for continuity. To provide continuity of
social
46
structure is essentially a function of corporations. Thus a modern nation
has its continuity as a corporation exercising joint rights over its territory
and over the persons of its citizens.
We can imagine as a possibility an incorporated
local community which was completely endogamous and which would therefore
not have to face the issue of choosing between matrilineal and patrilineal
succession, since any child born in the community would have both its parents
there. But the moment there are intermarriages between two corporate local
groups the question of lineal succession does arise. In such a situation
it is possible that no customary rule may be established, each instance
being adjusted by agreement of the persons most nearly concerned. It seems
that this was the case of the hordes or local groups of the Andaman Islanders.
The result is to produce a loose and indefinite structure. If any definite
rule does arise it must usually take the form of one either of matrilineal
or of patrilineal succession.
If any society establishes a system of corporations
on the basis of kinship --clans, joint-families, incorporated lineages--
it must necessarily adopt a system of unilineal reckoning of succession.
It would, of course, be theoretically possible to establish some sort of
rule whereby, when the parents belong to different groups, in certain definite
circumstances the children belong to the father's group and in others to
the mother's. This would produce complicated conditions, and in general
any complicated definition of rights is likely to be functionally inefficient
as compared with a simpler one.
Thus the existence of unilineal (patrilineal or
matrilineal) succession in the great majority of human societies can be
traced to its sociological 'cause' or 'origin' in certain fundamental
social necessities. Chief amongst them, I have suggested, is the need
of defining, with sufficient precision to avoid unresolvable conflicts,
the rights in rem over persons. The need of precise definition of
rights in personam
and of rights over things would seem to be secondary
but still important factors.
There are many facts which might be adduced to support
this hypothesis. I will mention only one kind. In societies organised on
the basis of clans one of the most important activities of the clan is
to exact vengeance or indemnification when a clansman is killed. The list
of known instances of this would fill many pages. The clan as a corporation
has rights in rem over all its clansmen.
47
If one is killed the clan is injured and it has the right, and its members
are under an obligation, to proceed to some action towards receiving
satisfaction, either through vengeance or by receiving an indemnity.
Thus the cause of the decay of the clan (the
genos
or
gens)
in
ancient Greece and Rome was the transfer of its rights
in rem
(and
necessarily therefore of some of its rights
in personam)
to the
city or state, the nature of these rights being inevitably considerably
modified in the process of transference. But the decay of the gens in
Rome still left the patriarchal family as a corporation (as Maine long
ago pointed out) the basis of which, however, was not merely the exercise
of rights in rem by the pater familias
over his children,
but also the exercise of joint rights over property and the maintenance
of a religious cult of ancestor-worship.
The sociological laws, i.e. the necessary conditions
of existence of a society, that have here been suggested as underlying
the customs of unilineal (patrilineal or matrilineal) succession are:
1. The need for a formulation of rights over persons
and things sufficiently precise in their general recognition as to avoid
as far as possible unresolved conflicts.
2. The need for continuity of the social structure as a system of relations
between persons, such relations being definable in terms of rights and
duties.
By American ethnologists who object to the method of
explanation adopted in the preceding argument it is said that any sociological
laws that can be formulated must necessarily be truisms. The truisms. But
even so they would seem to need to be brought to the attention of at least
some ethnologists. A recent writer on the subject of matrilineal and patrilineal
succession*
* Ronald L. Olson, 'Clan and Moiety in North America',
University
of California Publications, 33: 409 & 411.
makes the following statements 'Unilateral institutions are in themselves
anomalous and artificial. Matrilineal ones are doubly so.' 'Unilateral
institutions, wherever found, represent deviations from the expectable,
abnormalities in the social structure.' 'Unilateral reckoning contradicts
the duality of parenthood and results in an unnatural stressing of one
48
side of the family to the exclusion of the other.' On the basis of these
assertions he seems to conclude that unilineal determination of status
must have had a single origin in some one aberrant people and to have spread
from them, by a process of 'diffusion', to vast numbers of peoples in Europe,
Asia, Africa, Australia, Oceania and America. (One wonders, of course,
why so many societies of so many different types should have accepted and
retained such 'anomalous', 'abnormal' and 'unnatural' institutions.)
I hope that the argument of this paper has shown,
on the contrary, that unilineal institutions in some form, are almost,
if not entirely, a necessity in any ordered social system. What is therefore
unusual or rare (we need not say abnormal or anomalous and still less unnatural)
is the discovery of a people such as the Teutonic peoples of Europe (apparently
alone amongst Indo-European speaking peoples) maintaining for some period,
until the coming of feudalism and Roman law, a system in which there is
considerable, if not quite complete, avoidance of the unilineal principle,
in which a person derives similar and equal rights through the father and
through the mother.*
* There are systems of bilateral
kinship with succession through both males and females in some parts of
Indonesia, e.g. in the Ifugao of the Phillippine Islands. The discussion
of these would be complex and require space that is not available.
It might well be expected
that such a paper as this would deal with the question of what general
factors determine the selection by some people of the matrilineal and by
others of the patrilineal pnnciple in determining status or succession.
My opinion is that our knowledge and understanding are not sufficient to
permit us to deal with this problem in any satisfactory manner.
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