Philosophy
162F
Lecture 9
Notes
Ethical Treatment of Employees
Privacy
The Ethics of Genetic Screening in
the Workplace, Joseph Kupfer
Screening Workers for Genetic
Hypersusceptibility: Potential Ethical, Legal,
and Social Implications from the Human Genome
Project, Andrew C. Wicks, Lowell E. Sever,
Rebekah Harty, Steven W. Gajewski, Miriam
Marcus-Smith
What are genes?
- Genes are the physical bearers of
heredity.
- They are the mechanism by which certain
traits or characteristics are passed from
organisms to their offspring.
- Genes alone do not produce characteristics.
Only in combination with the environment can
genes produce traits or characteristics. This is
a causal limitation on the ability to
identify genes with characteristics or
traits.
- For example, many species of grasshoppers
are known to have two quite different adult
physical forms. Grasshoppers grow into a form
capable of longer flight (along with other
characteristics) when they grow into crowded
situations. It is not usually easy to determine,
from physiological examination alone, that the
two forms belong to the same species.
- Another example is that of a disease in
humans that prevents a person from properly
ridding the body of copper. This disease is
genetic in origin. Under the influence of proper
treatment, this condition is negligible.
- In humans, genes are encoded, so to speak,
in deoxyribonucleic acid (DNA) in the nuclear
material of cells. The patterns within strands
of the DNA interact with proteins within the
cell in order to produce other proteins. These
proteins go about doing the work of the
cell.
- It is possible to identify which proteins
lead to certain results within an organism.
Similarly, it is possible to identify which
patterns of DNA lead to the production of these
proteins.
- This process, however, is very difficult.
Proteins that do important work are often
produced at the end of a long string of chemical
reactions involving a host of proteins.
- Often, one can identify a pattern in DNA
that is correlated to a particular hereditary
characteristic, even though there is little
reason to believe that this pattern leads to the
characteristic or even leads to anything at all.
(There are patterns in DNA that are thought to
be of no use. This is often called, "junk DNA.")
The patterns that correlate to particular
conditions but are not necessarily responsible
for these conditions are called, "markers."
- The science of identifying genetic markers
with certain characteristics or traits is one
that is doubly statistical.
- It relies on the statistical correlation
of an identifiable pattern of DNA with a
certain condition. (Technical
limitation)
- In most circumstances, a condition that
may be caused or encouraged by a gene is not
guaranteed to occur because of the presence
of the gene. (Causal limitation)
- The technical limitation of identifying a
genetic marker with a specific characteristic or
trait can be lessened if the presence of the
marker can be identified within an individual
and within family members of that individual and
the characteristic or trait can be found amongst
those family members.
- In many cases, when someone is aware that
they have a certain gene, they can take measures
that reduce their risk for expressing the
associated characteristic or trait. In some
cases, the risk for this individual becomes less
than that of the general public.
Violation of Privacy
Kupfer suggests that there are three factors
that influence an appraisal of a violation of
privacy:
- Concent to the gathering of information
- The nature of the information
- The results of the information
gathering
Consent
- Most workers do not have the ability to
refuse to genetic screening.
- Because of concerns over the confidentiality
of test results, Wicks et al. recommend that
testing be done by the doctors or professionals
chosen by the employee rather than the
employer.
The nature of private information and the
results of information gathering
- These issues are hard to separate,
especially in the area that we are interested
in.
- One result of genetic screening is that it
can lead to discrimination.
- Eugenics is often seen as an example of
discrimination related to hereditary traits. (It
is important to note that most of the traits
that eugenicists were interested in have not
been shown to be heritable.)
- The identification of genes for the purpose
of judging the ability of individuals to perform
a job may encourage discrimination that already
exists in the community.
- The discovery of a genetic marker in an
individual may lead to them being fired because
of their risk to the company. This may be the
case even if the discovery of the marker may
lead to a reduced risk that they actually
express a characteristic or trait that is
counterproductive.
Genes and Normality
- Too often, people jump to the conclusion
that genes determine the normality of an
individual.
- "When screening uncovers a genetic
abnormality, the individual can feel morally
defectivecursed or damned." (Kupfer, pg.
285)
- This quote betrays the way that most people
think about genes and health. There is one way
to be healthy and one way to have
genesother ways are abnormal. Yet genes
and even physically expressed characteristics or
traits do not necessarily determine what a
person can or ought to do or ought to be
treated.
- There are a number of ways that people can
live productive lives as long as the environment
is appropriate.
- There can be costs associated with producing
an appropriate environment. It is not clear who
should bear these costs.
- However, neither is it clear that businesses
should not bear at least some of these costs.
For there is, in law at least, some recognition
that businesses must bear costs associated with
providing a safe workplace and granting access
to employment to those who are deemed to be,
"disabled."
- Wicks et al. credit the right to freedom
from discrimination and the right to equal
opportunity for these legal principles.
Justice and Autonomy
- We think that it is unjust to punish someone
or deny them something because of something
beyond their control.
- In some cases, we do deny someone an
opportunity because they lack certain
qualifications.
- E.g., we do not allow the blind to become
fighter pilots.
- Yet in this case, it seems that it is not
possible to allow these people to take these
positions, so it is a case that is beyond our
control. If it is beyond our control, then it is
beyond the concern of ethics.
- Be warned! Not everything is as impossible
as many people think. This is an important thing
to remember in connection with the relationship
between genes and characteristics or traits and
in other circumstances.
- Whether or not we have a gene is beyond our
control.
- The expression of a gene is sometimes within
our control.
- Even when the expression of a gene is
inevitable or highly inevitable, it is not
immediate. Thus the case of someone with a
certain gene is importantly different from the
case of a person who is blind. The former
individual does not yet have an actual condition
that currently effects their ability to carry
out their job.
Suggestions from Kupfer:
- Genetic screening policies must exclude
workers from only a few jobs (in order to allow
these individuals to find other jobs).
- Genetic screening policies should not
discriminate against groups that have already
been unjustly treated.
- Genetic screening policies in a corporation
should be confined to work-specific
characteristics or traits.
- Responses to genetic information should
place priority on relocation of an employee
rather than on firing.
Suggestions from Wicks et al.:
- The costs of genetic screening policies are
not likely to significantly decrease the costs
associated with illness that a corporation is
likely to incur.
- Informed consent must be part of any genetic
screening policy.
- Policies must do as much as possible to
ensure confidentiality, including limiting the
information provided to corporations.
Foundational Justifications of Privacy from
Genetic Screening
Kantian
- Kant demands that we treat people as ends in
themselves rather than means to an end.
- Kant does allow that people can form
contracts for mutual benefit, however.
- It seems unlikely, however, that people can
simply break contracts or dispense of employees
because of the potential for less benefit from
an individual.
- Such an action would be to treat a person as
a means.
Utilitarianism
- Courses of action are justified because they
lead to the most good.
- It might be the case that letting someone go
from a position due to genetic screening would
produce more overall money, but this is not (by
far) the only thing to consider when calculating
utility.
- Denying people work on the basis of their
genes does not seem to be a good rule to follow
if one adopts rule utilitarianism. There would
be no work for these people. It seems unlikely
that allowing these people to remain unemployed
maximizes utility. This, however, might not be a
problem if there was some other means of support
for these people.
Whistleblowing
Whistleblowing occurs when an employee
informs the law, a regulatory agency, or the
general public of the illegal or immoral actions of
his or her employer. This brings into conflict the
duties of an employee to his or her employee and
his or her other ethical duties. These sorts of
issues are important for a Friedmann-type position
of the role of the corporation, as Friedmann
appeals to honesty and a certain ethical playing
field for corporations.
Some Paradoxes of
Whistleblowing, Michael Davis
NB: Note the introduction of Davis
piece. He lays out all the sections that will be in
his essay and the role that they will play.
Justification:
- Weak moral justification: An action is
justified if it is not morally forbidden.
- Strong moral justification: An action is
justified if it is required by morality.
- Rational justification: An action is
justified if a rational response to the
circumstances require the action.
Davis cares only for justifying whistleblowing
in the moral sense.
Characteristics of whistleblowing:
- Involves revealing information that would
not ordinarily be revealed.
- Involves an intention (actual or declared)
to prevent something bad.
- Involves an agent who reveals information to
which they have been entrusted.
- The whistleblower does not reveal
information in order for self-preservation or
for some other prudential motive.
- The whistleblower reveals information that
an organization does not wish to be
revealed.
Whistleblowing is thus in conflict with the duty
that one has to the organization that placed trust
in the whistleblower.
The Standard Theory of Whistleblowing (pg.
299)
Whistleblowing is justified when:
- (S1) Serious and considerable
harm
- (S2) Respected chain of command
- (S3) Exhausted internal
procedures
Whistleblowing is required when, in
addition to the above:
- (S4) Access to evidence
- (S5) Expectation of prevention
Sufficient vs. Necessary
- A cause is sufficient for a result if the
cause will always produce the result.
- A cause is necessary for a result if the
result will never occur without the cause.
Paradox One: The paradox of
burden
- Whistleblowers usually face great risks
because of their actions.
- The conditions of the standard theory cannot
provide enough justification for an agent to
take up such risk.
Paradox Two: The paradox of missing
harm
- Whistleblowers often act in conditions when
they cannot prevent harm.
- They often report on harm
after-the-fact.
Paradox Three: The paradox of failure
- Whistleblowers have not had much success in
actually preventing harm.
Complicity Theory (pg. 302)
You are morally required to reveal what you know
to the public (or an appropriate agent or
representative of it) when:
- (C1) Information derives from personal
work
- (C2) Voluntary participation
- (C3) Belief in organizational
wrong-doing
- (C4) Individual work will contribute to
wrong-doing unless revelation
- (C5) Justified belief in C3 and C4
- (C6) C3 and C4 are true
Advantages of complicity
theory:
- Relies on moral wrong-doing, not harm. This
allows the theory to apply to a broader range of
cases.
- Avoiding moral wrong-doing is a greater
demand than preventing harm.
- The act of whistleblowing allows the
whistleblower from being complicit in the
wrong-doing. Thus it can be successful even if
preventing harm is not successful.
A test of the complicity theory: pg.
304.
Whistleblowing and Employee Loyalty,
Ronald Duska
Duska does not believe that there is a
significant problem with whistleblowing because no
loyalty is owed to a corporation.
Social idealists:
- Believe that there is some reality to groups
and organizations of people.
- Groups can be the bearers of loyalty and
other moral concerns.
Social atomists:
- Believe that groups of people have no
status.
- Groups are only the people of which they are
comprised.
- Loyalty to a group is to be explained away
as a relation between individuals.
Moderate position:
- Groups are not legitimate entities.
- Loyalty cannot simply be explained
away.
- The moderate position is attractive because
in many groups we see that the organization of
that group introduces special demands and
considerations. (E.g., businesses.)
- The relationships that determine the nature
of the group can be the basis for claims of
loyalty (or other relationships) to the
group.
Why no loyalty in business?
- Duska claims that adopting the moderate
position does not mean that we have to be loyal
to a business.
- This is because the natures of the
relationships in business are not ones that we
can found loyalty upon.
- "Loyalty depends on ties that demand self
sacrifice with no expectation of reward." (pg.
308)
- The relationships in business are based upon
self-interest. These are antithetical to
loyalty.
- Corporations cannot be viewed as analogous
to sports teams because they take place outside
of the social conventions surrounding
games.
- In games, there is voluntary participation
under a set of rules in order to reach a
socially determined victory.
- In business, there is not voluntary
participation. The consequences of the victories
and losses in business have a greater impact
than the outcomes of games.
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