1

BACON

Preface to The great instauration;

The new organon, Aphorisms 1-46;

selections from The advancement of learning

(The Works of Francis Bacon, James Spedding, Robert Ellis, and Douglas Heath, eds. 14 volumes (London: Longman, 1858-1874), vol. IV, pp. 13-17, 20-27, 47-57, and 294-98)

 

 

Early modern philosophy began with a break from the past.  For eighteen hundred years — from the time of the founding of the Stoic, Sceptical, and Epicurean schools of philosophy in Athens in the third century BCE up to the 1500’s — philosophers had done their work by commenting on that of their predecessors, particularly Aristotle, who was held in such high esteem that he was referred to simply as “the Philosopher.”  Original philosophical work was so little respected that those who attempted something new would often deny authorship and present their work as the recently rediscovered text of some ancient philosopher.  But in the early modern period philosophers suddenly began to criticize the old philosophy of Plato, Aristotle, and their medieval commentators, reject it, and offer what they claimed was something entirely new.

There are a couple of reasons why this rebirth occurred when and where it did.  One is that early modern Europe had undergone a religious reformation.  During the medieval period, ancient philosophy, particularly the philosophy of Aristotle, had come to be intimately associated with the teachings of the established church.  For many reformers, a rejection of the old philosophy was a natural concomitant of the rejection of the old religion.  But there is another reason why the change occurred: the technological advances of late medieval Europe had begun to make the old wisdom taught by the ancient Greek philosophers look irrelevant.

People in the Ancient world lived behind what historians of technology have described as an energy bottleneck.  The amount of energy available to them from plants, animals, and their own labour was too little to allow them to readily produce yet more energy.  Consequently, they believed that there are definite, and very short limits to what they could do to control the forces of nature or improve the conditions of their lives.  Consider, by way of example, the following passage from the Roman poet, Lucretius, writing in the first century CE, at a time when the period of ancient philosophy was drawing to a close:

 

Quis regere immensi summam, quis habere profundi

indu manu validas potis est moderanter habenas,

quis pariter caelos omnis convertere et omnis

ignibus aetheriis terras suffire feracis,

omnibus inve locis esse omni tempore praesto?

 

Who could rule the whole of the universe?

Who could hold in coercive hand the strong reins of the unfathomable?

Who could spin the firmament and ferment with the fires of ether all the fruitful earths?

Who could be in all places at all times?

[De rerum natura II 1095-1099]

 

Lucretius’ unspoken answer to this question was that no one could do these things — not even the Gods.  This last idea, that not even the Gods could intervene in the course of nature, was a minority view at the time, but it gave all the more eloquent expression to the view that mere human beings are certainly incapable of intervening in the course of nature to improve their circumstances.

By the beginning of the early modern period this outlook on the amount of power within our grasp had begun to change.  The energy bottleneck had been traversed, first by water mills, which came to be widely employed in feudal times, and then by wind mills, which by the fourteenth century were able to produce energy equivalent to 20-30 horsepower.  During the middle ages and the Renaissance a number of other inventions and discoveries had been made that had significantly improved the material conditions of life and given people far greater control over their circumstances: galleys that did not need to be rowed by slaves and that could harness enough wind energy to sail even though outfitted with heavy cannon; gunpowder to fire the cannon and to use in mines; the magnetic compass, which allowed people to sail out of sight of land; the mechanical clock; and the printing press, to name some of the most important.

Accordingly, when we look at the works of an early modern thinker like Francis Bacon, we find a more optimistic attitude about the potential for human beings to acquire the ability to intervene in the course of nature.

 

[We] ought on the contrary to be surely persuaded of this; that the artificial does not differ from the natural in form or essence, but only in its efficient [cause].  Since [we] have no power over nature except that of motion, [we] can put natural bodies together and can separate them, and therefore wherever the case admits of the uniting or disuniting of natural bodies by joining (as they say) actives with passives, [we] can do everything. [Works IV 294]

 

Interestingly, there is nothing new to the conception of the nature that Bacon was giving voice to here.  It is shot through with ideas and distinctions drawn from ancient, and particularly Aristotelian philosophy.  Bacon’s distinction between “the artificial” (that is, what is made by human beings) and “the natural” is Aristotelian, as are his notions that these things are characterized by a “form” or “essence” and that they are brought into being by “efficient causes.”  So also is his notion that the reason things change is because bodies with a certain “active potency” to transmit a form (“actives” as Bacon called them) have come into contact with bodies with a certain “passive potency” to receive that form.

But while the theory of nature that is expressed by this text is very old, the optimism it expresses about human abilities to intervene in the course of nature was quite new.  There is a hint here that we might be able to do anything — even “control nature in action,” as Bacon put it elsewhere — if only we could discover what “actives” to move into contact with what “passives.”  Of course, this presumes an ability to mine “actives” and “passives” and to move them appropriately.  But the technological innovations of Bacon’s day made him think that there was no longer an obvious limit to the extent of our power to mine, smelt, and move materials.  New machines were giving us new powers, and those new powers were making it possible to make yet stronger machines that would give us yet greater powers.  Bacon wanted knowledge and philosophy to become like mechanics: to yield inventions that would produce yet more knowledge, setting them on an ever-increasing path of development.

At the same time that Bacon was convinced that there is more knowledge to be gained, he was also led to make a very different assessment of the worth and nature of knowledge than any that had been expressed in the centuries before him.  The ancient pessimism about our ability to intervene in the course of nature had led people to suppose that even if we could come to understand what makes things happen in nature, this knowledge would be largely useless.  Not possessing the energy to intervene in the course of nature, the best knowledge could give to us would be some ability to predict what would happen next, not an ability to prevent it.

Not surprisingly, those ancients who valued knowledge found it valuable for other purposes than those of gaining control over nature.  Plato and Socrates supposed that wickedness and evil are products of ignorance of the ultimate consequences of our actions, so that no one could knowingly do wrong.  For them, knowledge would make us virtuous and honourable.  Aristotle supposed that the very essence of humanity involves rationality, so that we can only be truly happy when fulfilling this end and living a life of quiet contemplation.  Lucretius maintained that knowledge of the workings of nature would teach us that not even the Gods can do anything to change the course of nature.  In learning this, we would be freed from superstitious fears and would acquire a sort of peace of mind that would enable us to live happy and blessed lives.  And the Stoics supposed that knowledge of the workings of nature would help us appreciate the inevitability of things and see how even our own misfortune is part of an inexorable development towards the greater good.  This knowledge would reconcile us to our fate and make us better able to endure adversity.

In sharp contrast to these assessments of the practical worth of knowledge in making us better, happier, more self-reliant, more honourable, and better able to endure adversity, Bacon thought that the proper end of knowledge is to show us how we can transform nature so as to improve the material conditions of life.  As he put it, the proper goal of knowledge is to “command nature in action” and come up with “inventions” that can “in some degree overcome the necessities and miseries of humanity” (Works IV p.27).  Looking back at the philosophy that had preceded him, and seeing how little it had managed to do in this regard, he charged that the ancient and medieval tradition represented the “boyhood” of human knowledge, and had the characteristic property of boys: it could talk (produce thick volumes of incomprehensible jargon), but it could not reproduce (Works IV p.14).  And he even compared moral knowledge unfavourably to practical knowledge, observing that, according to accepted Christian mythology contained in the Book of Genesis of the Bible, it had been the pursuit of moral knowledge (of good and evil) that had gotten Adam and Eve expelled from the Garden of Eden, not the pursuit of practical knowledge (represented by Adam’s activity of classifying and naming the species of living things).

For Bacon, any knowledge worthy of the name ought to be useful for producing something.  It ought to show us how to invent machines and devices that improve the material conditions of our lives.  Most importantly, it ought to generate new knowledge and works and inventions that put us in a position to invent and produce yet more powerful or yet finer instruments and devices.

But Bacon’s comparatively traditional physics of “actives” and “passives” (alluded to above) also has implications for how one is to go about getting this knowledge.  The kind of knowledge he wanted, knowledge that gives us power over nature, is knowledge of what “actives” to combine with what “passives” in order to produce change.  The trouble is that when an active is combined with a passive, the change is brought about by nature “working within,” as Bacon put it in Aphorism IV of the New organon.  We usually cannot isolate what it is in the actives and passives that makes the change occur (what Bacon called the “latent constitution” of objects and “latent processes” they perform).  Not being able to see the small mechanism responsible for the change, we are in no position to tell in advance, just by looking at different kinds of material, what kinds of change they will produce in combination.  We have no choice but to make the experiment of actually combining them, in various proportions and under various circumstances, and seeing what will happen.

This meant that Bacon was thrown back on the use of essentially the same scientific methodology that Aristotle had used: a method of what is called resolution and composition (or induction and deduction or analysis and synthesis).  The method is fundamentally empirical or experimental.  It requires that we go out and observe nature, combining different substances in all sorts of different ways, in order to see what changes result.  This investigation would hopefully put us in a position to move, by a process of what was variously called “induction” or “analysis” or “resolution” from a study of particular events to a discovery of general laws governing those events.  It would also put us in a position to identify which objects are “active” in which ways and which are “passive” in which ways and to move from a study of these macroscopic objects to a theory of the underlying “latent constitution” and “latent processes” in the actives and passives responsible for making the change occur.  Once having done this, we would be in a position to move on to the second stage of the method, the stage variously referred to as “deduction” or “synthesis” or “composition.”  In contrast to the first stage, which proceeds from the “bottom up,” as it were (from sense experience of particulars and events to general theories about what particulars are made of and what causes change), this stage moves from the “top down” (from general theories back to particular facts).  It appeals to general rules and principles both to explain why what is happening is happening and to predict what will happen next.

However, while Bacon had essentially the same picture of how we must proceed to build up a system of knowledge or science or philosophy (at the time these were all the same), he differed with Aristotle over a number of details.  These differences are examined in the notes that follow.

 

QUESTIONS ON THE READING

   1.    What did Bacon mean by comparing the wisdom of the ancients to the boyhood of knowledge?

   2.    How is it that the mechanical arts are superior to philosophy?

   3.    How did Bacon respond to the charge that the works of the ancients have withstood the test of time, and that if more could have been done to improve the sciences it would have been done already?

   4.    How did Bacon respond to the charge that the pursuit of knowledge of nature may be impious and contrary to divine commands?

   5.    What are the true ends of knowledge?

   6.    What was the chief effect Bacon took the new science he was proposing to promise?

   7.    What is the proper method to pursue when inquiring into the nature of things?

   8.    How does the type of induction Bacon recommended differ from traditional forms of induction?

   9.    What is the key to rectifying the defects of sense experience, according to Bacon?

10.    What is the “fixed and established maxim” that we must not forget on pain of being seduced by the insidious action of ineradicable idols?

 

 

NOTES ON THE READING

In the selections assigned for reading, we see Bacon offering three principal objections to Aristotelian philosophy and science.  A fourth is not mentioned but will be discussed here as well.  The first three objections concern the Aristotelian approach to induction, the fourth concerns the Aristotelian approach to deduction.

      The Aristotelians had wrongly placed an implicit trust in their senses, when in fact the evidence of sense needs to be “sifted and examined” (the way we pan gold at a river bed, where most of what the river gives to us is not worth much)

      The Aristotelians had based their general theories on a hasty induction, drawn too quickly from too few experiences, and had focused on the wrong sorts of experiences (experiences of what is “naturally” or normally the case as opposed to experiences of what is preternatural, that is, uncommon, and experiences of what is constructed by human craft)

      The Aristotelians had arrived at the wrong general theory of the latent constitution of things and the latent processes between things (one proven false by the fact that it has failed ever since Aristotle to yield new knowledge or new inventions that might improve the material conditions of life).  This is the theory that change is ultimately due to the contact and reaction of active and passive potencies or forms in things.  Bacon thought that a more thorough examination of the evidence would lead to a deeper account of what latent constitution makes “actives” active and “passives” passive.  This theory would have more in common with what had been thought by the ancient atomist philosophers, who had attempted to account for all change as a consequence of the motion of differently shaped particles. (This is the feature of Bacon’s critique that does not come up in our readings)

      Having arrived at an incorrect general theory, the Aristotelians had given that theory a specious appearance of truth by relying on syllogistic logic to deduce consequences from the theory.  But syllogistic logic does not allow us to discover new truths.  It only allows us to draw out consequences already contained in the general rules and principles we have previously accepted as premises.  The adequacy of a system of knowledge cannot be judged by its success as yielding these sorts of question-begging results.  It needs to be judged by whether it leads to progress and improvement.

In seeking to rectify these inadequacies, Bacon developed three boldly original new notions, the notion of a controlled experiment, the notion of a crucial experiment or “cross instance” and the notion of a collaborative research institution.  He also developed an account of “idols” or false inclinations of the understanding.  He was highly celebrated by later philosophers on account of these inventions.

 

Trust in the senses and controlled experimentation.  I mentioned earlier that the early modern period was a time of religious upheaval and reformation.  In challenging the authority of the established church the reformers had recovered and revived the works of the ancient Greek sceptical philosophers, work that they saw as contributing to the point that no one is in a position to set themselves up as an authority in matters of religious knowledge and that toleration for how things appear to each individual needs to be exercised.  Bacon, who was at one point the Prime Minister of England, a “half reformed” country (it had thrown off submission to the authority of the Pope, but its national church continued to contain many features that the reformers objected to, such as an ecclesiastical hierarchy and prescribed ritualistic forms of worship), serendipitously (or, not surprisingly) proposed a middle way between the position of the Aristotelians and the sceptics.  Following the sceptics, Bacon denounced the Aristotelians for uncritically relying on sensory experience.  But whereas the Aristotelians has overestimated our store of knowledge, the sceptics had underestimated our capacities of knowledge.  Both had ended up giving up in the search for new knowledge.  The sceptics had given up because they thought knowledge is beyond our grasp; the Aristotelians had given up because they thought that they had already discovered everything it is possible for us to know, and so took themselves to have nothing left to do but exposit and comment on the works of “the Philosopher.” (Works IV 13).

Bacon agreed with the sceptics that the Aristotelians were wrong.  The Aristotelian philosophy taught in the schools and universities of his day was bogus, and the sceptics had been right to expose its errors, along with the errors of all the other dogmatic philosophical schools.  But Bacon thought that the sceptics were also wrong to suppose that we could not do any better.  Of course the sceptics had been right when they argued, as they famously did, that our senses are unreliable and deceptive, and that our intellect frequently contradicts our senses — even though it depends on the senses for all its information.  But the sceptics had also been wrong, Bacon claimed, to suppose that we therefore have no criterion for distinguishing between the deceptive appearances produced by the senses or the intellect and what is a true reflection of reality.  He had been able, Bacon claimed, to supply certain instruments or “helps” (i.e., certain methods) that would assist the senses and the intellect in gaining knowledge, just as recent technological inventions had supplied his fellows with instruments for bettering the material conditions of life.  Bacon’s answer to the sceptics is worth quoting at length.

 

the information of senses I sift and examine in many ways.  For it is certain that the senses deceive.  But then at the same time they supply the means of discovering their own errors.  Only the errors are [obvious]; the means of discovery are to be sought. The senses fail in two ways.  Sometimes they give no information; sometimes they give false information. For first, there are very many things [that] escape the senses, even when best disposed and in no way obstructed.  This happens either because of the subtlety of the whole body or the minuteness of its parts, or because of distance, or slowness or swiftness of motion, or familiarity of the object, or other causes.  And again, when the senses do apprehend a thing their apprehension is not to be relied upon much. For the testimony and information of the senses has reference always to [us], not to the universe; and it is a great error to assert that the senses are the measure of things.

To meet these difficulties, I have sought diligently and faithfully on all sides to provide helps for the senses — substitutes to supply their failures, standards to correct their errors; and this I endeavour to accomplish not so much by instruments as by experiments.  For the subtlety of experiments is far greater than that of the senses themselves, even when assisted by exquisite instruments — such experiments, I mean, as are skillfully and artificially devised for the express purpose of determining the point in question.  To the immediate and proper perception of the senses therefore I do not give much weight, but I ensure that the task of the senses shall be only to judge the experiment, and that the experiment itself shall judge the thing. [Works IV 26]

 

The sceptics had famously argued that sense experience is unreliable and cannot be used as a basis for knowledge because sensory experiences are in conflict with one another.  The same object can appear differently to different perceivers, or to different sense organs of the same perceiver, or to the same sense organ at different times or under different circumstances.  This is a problem because we have no independent criterion that we can rely upon to decide which of the conflicting appearances is correct.  We cannot appeal to the sense of touch in preference to that of vision, because it is party to the dispute; or to the experiences of “the wise” in contrast to those of fools, because we need a way of identifying which people are wise, which we can’t provide without begging the question of who perceives correctly (in this case, who perceives wisdom in others).  But Bacon claimed that there is a kind of sensory experience that is reliable.  It is not the experience of a particular sense organ, or the sense experiences of a particular wise person. Neither is it the experience of the senses when used under optimal conditions, when they are healthy and unobstructed.  It is rather sense experience of the results of properly conducted experiments.

Bacon’s idea was that if our senses are inadequate because they give us conflicting experiences of the same object under varying circumstances, then we can correct for these errors by controlling the circumstances and relating our observations to them, that is, by conducting controlled experiments.  If, say, the same object looks different from different angles or in different surroundings, then we need to keep track of the viewing angle and the surroundings when we make our observations; we need to actively alter the viewing angle and the surroundings and record how the appearance of the object changes, and we need to develop a comprehensive picture of all the different ways the object appears under all the relevant variations in circumstances.  Again, if the same object appears differently to different people, or to the same person at different times, then we need to identify what is different about these people and these times.  We need to work towards a position where all the circumstances producing variety in the appearance of the object are controlled for.  Once in that position, the object will always appear the same way.  Our senses will not deceive us when judging about the nature of the object under controlled circumstances — circumstances that take into account all the different things that can affect the appearance of the object.

Moreover, other investigators, replicating our experiments under the same controls, should obtain the same results.  After all, under proper experimental conditions, the appearances to different perceivers should not be conflicting because the circumstances that produce variations in sensory experience would all have been taken into account.  Sensory experience of the results of properly conducted experiments should therefore always yield the same results and so should be immune to the sceptical charge that sensory experience is unreliable because different sensory experiences give us conflicting testimony regarding the same object.

This notion, that knowledge should not be based simply on sensory experience, but rather on observations that have been made under rigorously controlled circumstances and that are replicable by others who repeat the experiment under those same conditions, still characterizes modern science.  Today, a report does not count as “scientific” unless other researchers can replicate it in their own laboratories, and reports that fail to meet this test are rejected.  Bacon deserves the credit for being the first to clearly articulate and promulgate this ideal for scientific knowledge and it is one of his main contributions to the history of ideas.

 

Hasty induction, crucial experiments, and collaborative research institutions.  One thing that getting a complete picture of how an object varies in appearance with differences in circumstances should do is identify different factors that affect our experience and so correct for their influence, enabling us to identify the intrinsic, circumstantially neutral constitution of the object.  But we want to do more than that.  We want to work back to the “latent constitution” of its parts, even its unobservably small parts, and use knowledge of that constitution to predict how that object will affect and be affected by other objects.  In order to do this we need to study what Bacon called “natural history” and we need to do experiments in a systematic rather than a haphazard fashion.  Studying natural history involves going out and attempting to identify all the circumstances in which the phenomenon we are interested in naturally or commonly appears.  Say we are interested in heat.  Then we will want to go out and identify all the circumstances where heat naturally or commonly arises (e.g., in fire, under sunlight).  But we will not stop there.  Even more important, in Bacon’s estimation, is collecting experiences where the phenomenon occurs in surprising or unexpected circumstances (these are the preternatural or monstrous circumstances).  Swishing a piece of limestone under water produces heat, contrary to all our expectations.  A dung heap in winter steams and melts the snow that falls on it, contrary to all expectations.  These recalcitrant instances are particularly important, in Bacon’s estimation.  They provide real clues to the cause of the phenomenon.  The cause can’t just be something that is common to all the natural circumstances where the phenomenon occurs (there are typically many things that are common to the different natural circumstances.  It must also be something that is common to the preternatural circumstances where it occurs and absent from the preternatural circumstances where it does not occur though it is expected to.  Bacon took this so seriously as to recommend taking tales of witchcraft, spirits, and magic seriously — not because he necessarily believed that there actually are such things, but because he thought that the investigation of such phenomena would tell us something one way or another, either about what exists in the world around us (supposing the tales are true), or about what causes us to adopt false beliefs (supposing the tales are false).

In addition to doing a “natural history” of natural and preternatural circumstances in which a phenomenon occurs, Bacon stressed that it is important to study artificial circumstances in which the phenomenon occurs.  “Artificial” means what is produced by art or human artifice, and as already noted, Bacon did not think that the artificial really differs from the natural.  We must employ the same causes to bring about an effect that nature does.  That means that that the way we work to successfully bring about change in things should mirror the way nature works.  There can be no overestimate of the influence this last factor had on Bacon.  It is what led him to propose a theory of the latent constitution of things.  Many of the most impressive artefacts of his day were mechanical devices: the clock, the mill, the printing press.  These devices bring about change by communicating motion through a system of colliding parts.  Their example led Bacon to think that nature works in the same way, and brings about all change through motion and collision of particles too small to see

Amassing a collection of natural, preternatural, and artificial instances where the phenomenon we want to study occurs is tantamount to applying what was later called “Mill’s method” (from John Stuart Mill, who most famously proposed it) for identifying the true cause of an event.  Mill’s method has us look at presences (cases where the effect occurs), absences (cases where the effect does not occur) and concomitant variations (cases where the effect occurs to a greater or lesser degree) and attempt to identify the cause of the effect by considering what is present in all the cases where the effect occurs, absent in all the cases where the effect does not occur, and variant in all the cases where the effect is variant.  Bacon already had the same idea.  A “history” of natural, preternatural, and artificial instances puts us in a position to compare these circumstances, look for commonalities and differences, and float hypotheses about what underlying latent constitution and latent processes are responsible for the phenomenon.  Typically, there will be various alternative hypotheses we can formulate that will all equally well account for the observations.  What we do then is look for or attempt to design some crucial experiment that is designed to turn out one way if a hypothesis is correct and another way if it is incorrect.  This will put us in a position to eliminate false hypotheses.  The notion of a crucial experiment is another of Bacon’s major contributions to the history of ideas.

As noted earlier, Bacon was concerned to contrast this new, experimental approach to induction with the rival inductive method of the Aristotelians, as paradigmatically articulated in Aristotle’s Posterior analytics. In Bacon’s estimation Aristotle’s inductions had been hasty and based just on a study of natural phenomena, without due attention to preternatural and artificial phenomena.  Moreover, Aristotle had gathered his observations haphazardly, as nature happened to present them to him, rather than systematically by formulating alternative hypotheses and then testing them using crucial experiments.  As Bacon (rather disturbingly) put it (in some translations of his Latin), he had sat like a student at nature’s feet, waiting for instruction, rather than adopt the attitude of an inquisitor who uses instruments of torture (crucial experiments) to force nature to yield up its secrets.  Bacon charged that the Aristotelians had not been careful enough in trying to discover general principles by induction. They had, as he put it, “improperly and overhastily abstracted from facts, vague, not sufficiently definite, faulty in short in many ways,” (Works IV 24) so that they could proceed to give demonstrations and “fly at once from sense and particulars up to the most general propositions … : a short way, no doubt, but precipitate; and one [that] will never lead to [an accurate description of] nature, though it offers an easy and ready way to disputation” (Works IV 25).  Demonstration has occupied altogether too large a role in science up to now, as far as Bacon was concerned.  It is a theatrical “idol” used to dress up fatuous knowledge claims.  It needs to be replaced by more care in the execution of the important prior task of induction.

A significant problem (and so a significant disincentive) to the important prior task of induction is that it is a large one, requiring immense time and resources.  To do it properly is more than could ever possibly be managed by any single individual.  This led Bacon to propose the formation of research institutions which, unlike the medieval universities, would be dedicated to the advancement (as opposed to mere transmission) of learning.  These institutions would be dedicated to the execution of large, collaborative research projects, involving extensive, programmed experimentation, carried out under the guidance of directors, and aiming at the eventual formulation of theories describing latent configurations and latent processes.  The Royal Society of England was formed on this Baconian model.

 

The doctrine of the Idols.  As Bacon saw it, a proper induction is further hampered by the fact that we have certain intellectual weaknesses that constantly tempt us to jump to accept grand theories even though the evidence for them is weak.  (i) We like theories that are simple, elegant, and analogous to other theories because they are easier for us to understand and remember; and often we will accept a theory just because it has these features.  (ii) We like theories that confirm our own personal prejudices, gleaned from education, conversation or accidental experience, and will often accept theories merely for that reason and in defiance of contrary evidence.  (iii) We like theories that are dressed up in fancy jargon and unintelligible technical terminology, and even though we might not be able to make any sense of them we will repeat them as if they were profound truths.  Finally, (iv) we like theories that are pompously displayed in the full theatrical dress of an Aristotelian deductive system from supposedly first principles (or some other equivalent).  All of these features are tempting to us.  We have an inclination to want to assent to theories that exhibit these features without adequately investigating the evidence that they are based on.  And even should the evidence be against them, these same factors will make us so enchanted with the theories that we will strive to preserve them anyway, by making fine distinctions or trying to salvage them with ad hoc hypotheses.

Bacon referred to these four inducements to hasty generalization as “idols” of the understanding.  (He named them idols of the tribe, idols of the cave, idols of the marketplace, and idols of the theatre respectively.)  The force of this term is lost on us today unless we recall that Bacon was writing at the time of the Protestant reformation and in a country that had just undergone a reformation.  In his day, a violent reaction had set in against all the exterior forms of religious worship — rituals, liturgies, vestments, statuary, music, incense, and so on — and a alternative, purely inward form of worship — focusing on an intense personal experience of God — was in vogue.  By talking about the evil influence of “idols” Bacon was presenting his point by means of an analogy that would have been powerfully evocative for his contemporaries.  He was telling his readers to smash the idols of the understanding as the Protestant reformers had smashed the idols in the churches, and focus on an intense engagement with the evidence of experience.

 

ESSAY QUESTIONS AND RESEARCH PROJECTS

   1.    Over the opening aphorisms of Book II of the New organon (not assigned as part of the reading for this section) Bacon articulated what he meant by the form of a thing and took a position on why it is that change occurs when “actives” and “passives” are brought into contact with one another.  Obtain a copy of the complete New organon and, proceeding from a study of the opening aphorisms of Book II as well as of the assigned readings, attempt to answer as many of the following questions as you can:  What was the extent of Bacon’s commitment to an atomistic or at least corpuscularian account of nature (one that attributes all change to the mixture and separation of particles)?  Is this commitment consistent with his inductivism, that is, can it plausibly be supposed to be inductively well grounded?  Is the commitment, if there is any at all, only partial, that is, does Bacon think that corpuscular accounts are correct only for certain phenomena but not all?  What hope did Bacon hold out for our ever being able to reach an exact knowledge of the forms of things, whatever their exact nature may be?

   2.    Kant famously observed that while experience is able to tell us that something is now the case, it is not able to tell us that is must always or everywhere be so.  In light of this observation, is Bacon’s inductivist method feasible?  Could any process of induction ever be adequate to put us in a position to make a general assertion or would a leap (i.e., a “hasty generalization” of some sort) always have to be involved if we were to formulate any general theories of nature whatsoever?  How rigorous was Bacon’s inductivism, that is, how much experiment and testing did he think we must do before being entitled to make a generalization?  Might he have thought that an inductive leap becomes legitimate after a certain point?  In answering this question, give careful attention to the example Bacon gives of inductively discovering the cause of heat.  This example is given in Book II of the New organon (which you will have to obtain separately, since it is not included in the readings for this course).

   3.    How adequate is Bacon’s answer to scepticism?  Assess whether a committed sceptic might or might not be able to mount a challenge to Bacon’s position.