A
Review of Sexual Selection and Human Evolution:
How Mate Choice shaped Human
Nature
Published
as:
Miller, G.
F. (1998). How mate choice shaped
human nature: A review of sexual selection and human evolution. In C. Crawford
& D. Krebs (Eds.), Handbook of
evolutionary psychology: Ideas, issues, and applications (pp. 87-130).
Lawrence Erlbaum.
Geoffrey F.
Miller
Address when
published:
ESRC
Research Centre for
Economic
Learning and Social Evolution (ELSE)
University College London
Gower St., London WC1E 6BT, England
Current address:
Psychology,
Logan Hall 160
University
of New Mexico
Albuquerque,
NM 87131-1161, USA
(505)
277-1967 (office voice/fax)
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277-1394 (dept fax)
http://www.unm.edu/~psych/faculty/gmiller.html
Running
Head: How mate choice shaped human nature
1 Introduction
The
application of sexual selection theory to human behavior has been the greatest
success story in evolutionary psychology, and one of the most fruitful and
fascinating developments in the human sciences over the last two decades. Ironically, this development would have
seemed absurd only twenty years ago.
At that time, many biologists considered sexual selection through mate
choice to be Darwin's least successful idea: if not outright wrong, it was at most a
minor, uninteresting, even pathological evolutionary process. At that time, any `Darwinization' of the
human sciences would have had to rely on natural selection theory, which bears
much less directly on human social, sexual, and cultural
behavior.
Instead,
something remarkable happened: sexual selection theory was revived over the last
two decades through the combined efforts of researchers in theoretical
population genetics, experimental behavioral biology, primatology, evolutionary
anthropology, and evolutionary psychology.
Today, although natural selection theory serves as the conceptual and
rhetorical foundation for evolutionary psychology (see Tooby & Cosmides,
1990, 1992), sexual selection theory seems to guide more actual day-to-day
research (see Buss, 1994; Ridley, 1993; Wright, 1994).
This
chapter reviews the current state
of sexual selection theory, and outlines some applications to understanding
human behavior. Sexual selection
theory has been revived so recently that, while extraordinary opportunities exist for further
research, many old misconceptions persist.
These include the mistaken ideas that sexual selection:(1) always
produces sex differences,(2) does not operate in monogamous species,(3) is
weaker than natural selection, and(4) had nothing to do with the evolution of
human intelligence, language, or creativity. One goal of this chapter will be to
dispel some of these myths, and to bring evolutionary psychology up to date with
respect to the biological literature on sexual selection. Sections 2 through 4 review the history
and basic theory of sexual selection.
Sections 5 and 6 contextualize human mate choice by covering sexual
selection in primates and hominids.
Sections 7 through 9 survey some possible roles of mate choice in shaping
the human body, the human mind, and human culture. Finally, section 10 concludes with some
academic and existential implications of applying sexual selection theory to
understand human nature.
2 History of sexual selection
theory
Darwin
(1859, 1871) realized that his theory of natural selection through differential
survival could not explain extravagant male traits such as the peacock's tail,
because such traits actually decrease survival ability. Rather, he reasoned that in a
sexually-reproducing species, any heritable traits that help in competing for
sexual mates will tend to spread through the species, even if they compromise
survival somewhat. This process of
sexual selection may favor, for example, better sensory
and motor abilities for finding mates, gifts and ornaments to attract them,
weapons and bluffs for repelling same-sex competitors, endurance for lasting
through the breeding season, and genitals and gametes that maximize
fertilization rates. Within the
sexual selection process, Darwin distinguished between male competition for
female mates (which typically gives rise to weapons), and female choice of male
mates (which typically gives rise to gifts and ornaments). But he recognized that female choice and
male competition are often two sides of the same coin, because mate choice by
one sex usually implies competition by the other sex, either through direct
`interference competition' (e.g. physical fights over the opposite sex) or
through indirect `exploitation competition' (e.g. scrambles to find and seduce
the opposite sex before someone else does). Darwin had no real explanation of why
males usually compete harder for mates than females do — why males court, and
females choose —though he offered a staggering amount of evidence that this
pattern holds from insects through humans (Darwin, 1871).
Sexual
selection was a radical idea for several reasons. First, it was a truly novel
concept. Whereas the theory of
natural selection had been anticipated by many 18th and 19th century thinkers
such as Jean-Baptiste de Lamarck, Etienne Geoffroy Saint-Hilaire, Frederic
Cuvier, Thomas Malthus, and Robert Chambers (see Richards, 1987), and was
co-discovered by Alfred Russell Wallace (1870, 1889),the notion that mate choice
could shape organic form was without scientific precedent. Second, sexual
selection embodied Darwin's conviction that evolution was a matter of
differential reproduction rather than differential survival. Animals expend their very lives in the
pursuit of mates, against all the expectations of natural theology. Finally, Darwin recognized that the
agents of sexual selection are literally the brains and bodies of sexual rivals
and potential mates, rather than the insensate features of a physical habitat or
a biological econiche. Psychology
haunts biology with the spectre of half-sentient mate choice shaping the
otherwise blind course of evolution (see Miller, 1994; Miller & Todd,
1995). For Darwin, the choice of
mates by female animals was no different in kind from artificial selection by
human breeders:
"All
animals present individual differences, and as man can modify his domesticated
birds by selecting the individuals which appear to him the most beautiful, so
the habitual or even occasional preference by the female of the more attractive
males would almost certainly lead to their modification; and such modification
might in the course of time be augmented to almost any extent, compatible with the existence of the
species." (Darwin, 1871, p. 750-751).
Because
female animals exercised most mate choice, and sexual selection through mate
choice came very close to creative, conscious artificial selection by humans,
Darwin's ideas put females in a very powerful evolutionary role —a role that
made most (male) Victorian biologists deeply uncomfortable. Thus, male competition was widely
accepted by Darwin's peers as an important, necessary, and general evolutionary
process, but the possibility of female choice driving evolution was almost
universally mocked and dismissed (Cronin, 1991).
For
example, even Alfred Russell
Wallace, the co-discoverer of natural selection (Wallace, 1870), was deeply skeptical about sexual
selection through female choice. He
doubted that the perceptual systems of female animals could shape male courtship
ornaments, and viewed such ornaments as arising from a simple male "surplus of
strength, vitality, and growth-power which is able to expend itself in this way
without injury" (Wallace, 1889, p. 293). Wallace's skepticism is strange because
his insightful analyses of camouflage,
mimicry, and warning coloration all presupposed a form of `perceptual
selection' by female (and male) predators hunting prey (see Wallace, 1870,
1889). If female predators could
shape the evolution of bright warning colors in their prey, why couldn't they
shape the evolution of bright courtship colors in their males? Even now, we hear echoes of Wallace's
fallacious surplus-of-energy argument in most psychological and anthropological
theories about the `self-expressive' functions of human art, music, language,
and culture. After Darwin (1871),
sexual selection received such a frosty reception from Wallace and others that
it was virtually forgotten (Mayr, 1972; Cronin, 1991). The Modern Synthesis of Mendelian
genetics and Darwinism in the 1930s viewed male competition as a sub-class of
natural selection, while continuing
to reject female choice. Sexual
ornaments were assumed to intimidate other males, or were `species recognition
markers' to help animals avoid cross-species mating (e.g. Huxley, 1938; Cott,
1940). Sexual selection remained
hidden in biology's blind spot for many decades. The reasons are clear in
retrospect. Sexual selection is
hard to analyze mathematically.
Behaviorist psychology ignored evolution, denied instincts, and
disregarded the ecological validity of psychology experiments, so was not prone to doing realistic experiments on mate choice. A fallacious form of group-selectionism
viewed costly courtship ornaments as `bad for the species' and therefore
implausible. Freud's vain attempt
to leapfrog past Darwin without really understanding sexual selection (see
Sulloway, 1979) led to
psychoanalysis supplanting evolutionary biology as the early 20th century's
leading account of human sexuality.
Not least, persistent sexism in biology denied the power of female choice
until the 1970s (see Miller, 1993).
However, during sexual
selection's long exile from biology, it was sometimes adopted by early
evolutionary psychologists such as Edward Westermark (1894) and Havelock Ellis
(1905, 1934), who used it to
explain many aspects of the human body and mind.
R. A. Fisher (1915, 1930) was one of the
few biologists to take sexual selection seriously. He viewed mate preferences as legitimate
biological traits subject to heritable variation, and this insight led him to
postulate a process he called runaway
sexual selection.. In runaway,
an evolutionary positive-feedback loop gets established between female
preferences for certain male traits, and the male traits themselves. Given a nudge in the right direction
(e.g. an initial bias in female preferences), Fisher's model could account for
the wildly exaggerated male traits seen in many species, such as the peacock's
plumage (details follow in section 3.3).
But Fisher did not explain the evolutionary origins of female preferences
themselves, nor did he develop formal genetic models of runaway sexual
selection. Huxley's (1938) hostile,
deeply confused critique of Fisher's theory and of sexual selection in general
consigned the field to continued neglect until the 1970s.
Sexual
selection's revival has been swift, dramatic, and unique: Darwin's idea is, to my knowledge, the
only major scientific theory ever to have been accepted after a century of
condemnation. A centenary volume on
sexual selection (B. Campbell, 1972) drew some attention to Darwin's neglected
ideas. Trivers (1972) finally
explained why males court and females choose, when he pointed out that the
higher levels of necessary `parental investment' by females of most species make
females a limiting resource over which males must compete: sex differences in parental investment
drive sex differences in the intensity of sexual selection. Zahavi (1975) set off intense debate
with his `handicap principle', suggesting that the extravagance and costliness
of many sexual ornaments function to guarantee their reliability as displays of
genetic quality (e.g. only healthy peacocks can afford to grow such huge,
handicapping tails.) The debate
over sociobiology (Wilson, 1975) attracted interest in the evolution of social
and sexual behavior. The new
population genetics models of O'Donald (1980), Lande (1981), and Kirkpatrick
(1982) showed the mathematical feasibility of Fisher's runaway sexual selection
process. New behavioral experiments
on animals showed that females of many species do exhibit strong preferences for
certain male traits (e.g. Andersson, 1982; Catchpole, 1980; Moller, 1988; Ryan,
1985). Important edited volumes
appeared on sexual selection theory (Bateson, 1983; Bradbury & Andersson,
1987), and on sexual selection in insects (Blum & Blum, 1979) and humans
(Betzig, Borgerhoff Mulder, & Turke, 1987). Eberhard (1985) argued that the only
feasible explanation for the wildly complex and diverse male genitalia of many
species is female choice for certain kinds of genital stimulation. Finally, primatologists began to appreciate the
role of sexual selection in primate social systems (e.g. De Waal, 1982; Dunbar,
1988; Smuts, 1985; Byrne & Whiten, 1988), and Symons (1979) applied sexual
selection theory to humans more thoroughly than ever before. Once biologists started taking the
possibility of female choice seriously, evidence for its existence and
significance came quickly and ubiquitously (see Andersson, 1994; Cronin,
1991).
Currently,
sexual selection is one of the fastest-growing and most exciting areas of
evolutionary biology and animal behavior.
Recent biological work permeates the journals American Naturalist, Animal Behavior,
Behavioral Ecology and Sociobiology, Evolution, Heredity, Journal of Theoretical
Biology, Nature, and Science. Research on sexual selection in humans
appears most often in the journals Behavioral and Brain Sciences, Ethology and
Sociobiology, Human Nature, and Psychological Review. The best recent theoretical and
empirical review of sexual selection is Andersson (1994); the best historical review is Cronin
(1991). Darwin's (1871)
foundational work The Descent of Man, and
Selection in Relation to Sex
still rewards careful and repeated reading. Accessible introductions to sexual
selection in humans include Batten (1992), Buss (1994), H. Fisher (1992), Daly
and Wilson (1988), Ridley (1993), and Wright (1994).
It
is important to understand the peculiar history of sexual selection theory
because virtually all of 20th century psychology, anthropology, paleontology,
primatology, and cognitive science, as well as the social sciences and
humanities, developed without recognizing that sexual selection could have
played any important role in the evolution of the human body, the human mind,
human behavior, or human culture.
Since biologists have embraced sexual selection, we must face the
possibility that most current theories of human behavior and culture are
inadequate, because they may have vastly under-estimated the role of sexual
competition, courtship, and mate
choice in human affairs.
3 Mate choice criteria and sexual
selection mechanisms
The
simplest way to review the current state of sexual selection theory is to
explore the different kinds of criteria that animals can use to choose
mates. This is because we can often
view sexual competition within each sex as an outcome of mate choice by the
other sex — if "choice" is understood broadly to include processes both
conscious and unconscious, and both psychological and physiological. Recently, there have been two major
schools of thought about mate choice criteria. Champions of Zahavi's (1975) handicap
principle have emphasized selection for genetic indicators ¾ also
called "good genes", "good sense", or "healthy-offspring" selection. Champions of R. A. Fisher's (1930)
runaway process have emphasized selection for aesthetic displays ¾
also called "good taste" or "sexy son" selection. In evolutionary biology, these different
mate choice criteria are often considered competing models of how sexual
selection works, but there is now sufficient evidence for each (see Andersson,
1994) that they can be considered well-established, often complementary
selective forces. Of course, mate
choice can favor many other important qualities, including parental ability and
resources (see Clutton-Brock, 1991;
Hoelzer, 1989; Price, Schluter, & Heckman, 1993), fertility (e.g. sperm
quality in males or fecundity in females — see Baker & Bellis, 1995; Singh,
1993), optimal genetic distance (to avoid inbreeding with close relatives or
outbreeding with the wrong species — see N. Thornhill, 1991, 1993), and
similarity in appearance, behavior, and personality (see Buss, 1985; Rushton,
1989; Thiessen & Gregg 1980).
But before discussing these various classes of mate choice mechanisms, we
must understand their origins.
3.1 The origins of mate
preferences
Mate
choice is the behavioral outcome of mate preferences. These preferences are usually "mental
adaptations" implemented as complex neural circuits, and constructed through the
interaction of many genes and environmental conditions, which bias mating in
favor of individuals with certain perceivable traits. In most species, such systems may
function without conscious awareness, deliberation, or complex aesthetic
feelings; but we might expect mate choice to be among the least unconscious of an animal's
decisions, because it requires the integration of such diverse information, and
has such important fitness consequences.
Mate choice operates by rejecting some potential mates and accepting or
soliciting to others. In almost all
species, females can effectively resist copulation attempts by unwanted males,
and in many species, females actively solicit copulations from desired
males. Likewise, males actively
pursue desired females, and ignore solicitation attempts by unwanted
females. Although sexual harassment
of females is common in nature, `successful' rape seems fairly rare, being
reported in only a small collection of species such as ducks, squid, dolphins,
orangutans, and humans (Brownmiller, 1975; Rodman & Mitani, 1987; R.
Thornhill & N. Thornhill, 1992).
Generally, mutual choice and mutual cooperation are necessary for
breeding.
Why
do these mechanisms for mate choice evolve? Being choosy requires time, energy, and
intelligence, and these costs of mate choice can impair survival and can
decrease the likelihood of sexual selection operating at all (Pomiankowski,
1987; Reynolds & Gross, 1990).
The basic rationale is that random mating is stupid mating. It pays to be choosy because in a
sexually reproducing species, the genetic quality of your mate will determine
half the genetic quality of your offspring. Ugly, unhealthy mates yield ugly, unhealthy offspring. By forming a joint genetic venture with
an attractive, high-quality mate, one's genes are much more likely to be passed
on. Even modern women who deny the
"role of genes in human behavior" tend to choose their sperm donors quite
carefully (see Scheib, 1994). Mate choice is simply the best eugenics
and genetic screening that female animals are capable of carrying out under
field conditions, with no equipment but their senses and their
brains.
Mate
choice mechanisms can evolve through direct selection for mate-choice efficiency
(i.e. better preferences lead to more or better offspring), and through three
other less predictable, less adaptive processes: (1) mutation, (2) genetic drift, and(3)
genetic linkage with another trait that is undergoing genetic drift, natural
selection, or sexual selection.
These last three processes will typically produce harmful changes in mate
choice mechanisms, so will usually be selected out. But some changes will persist, through
chance, utility, or Fisher's runaway effect. The unpredictability of these three
processes is important in explaining the diversity of sexually-selected
ornaments across similar,
closely-related species (Eberhard, 1985; Miller & Todd,
1995).
The
following sections review some of the major kinds of mate choice and sexual
selection. But in addition to the
mate choice criteria discussed
below, most animals also have mechanisms to ensure that they mate with partners
of the appropriate species, sex,
age, and genetic distance, at an appropriate place and time (see Bateson, 1983;
Andersson, 1994).
3.2 Selection for indicators
Probably
the most fundamental form of sexual selection is mate choice for various
"indicators" of viability (likelihood of survival) and fertility (likelihood of
reproduction). These can take
many forms. Almost any perceivable
bodily or behavioral trait can function as an indicator — revealing age, health,
nutritional status, size, strength, aggressive dominance, social status, disease
resistance, or overall vigor. Such
indicators may reveal both heritable genetic traits that would be passed on to
offspring (selection for `good genes'), and chances that the mate will survive
to give provisioning, protection,
and support to offspring (selection for `good
parents').
No
one is surprised when animals avoid mating with the dead, the injured, or the
sick. All such mating decisions
must rely on observable cues of viability.
The idea of indicators is that the cues used in such assessments will
tend to be exaggerated over eons of mate choice. Weak, ambiguous, unreliable, incidental cues
of being non-dead and non-sick will become strong, clear, reliable,
specially-adapted indicators of being vigorous and healthy. For example, dead peacocks have rather
drab tails. And peacocks with
inferior tails get eaten more often by predators (Petrie, 1992). So tail quality probably reflects some
underlying physiological quality that correlates with predator-escape ability,
and that could be inherited by offspring.
This gives an incentive for peahens to choose males for tale quality, and
for peacocks to display large, healthy tails as vigorously as possible (Petrie,
Halliday, & Sanders, 1991).
Other classic examples of indicators include color and condition of bird
plumage in other species (Hamilton & Zuk, 1982; Moller, 1988), loudness and
complexity of bird song (Catchpole, 1980, 1987), antler size and symmetry (e.g.
Goss, 1983), and raw body size (Ryan,
985). But almost any body
part or behavior that is expensive to produce and that varies in magnitude can
serve as an indicator.
The
importance of indicators in sexual selection has been emphasized by R. A. Fisher (1915), Williams (1966), and
Zahavi (1975). Indicators, like
animal signals in general, are subject to the handicap principle the game-theoretic constraint that
they must be costly in order to be reliable because if not, they can be faked
too easily (Zahavi, 1975, 1991).
Indicators evolve most easily when they are `condition-dependent', such
that healthier animals grow bigger or better indicators(e. g. larger, more colorful tails) or `revealing',
such that healthier animals take better care or make better use of the
indicators they have (e.g. the
tails are better-groomed and better-displayed).
Despite
initial skepticism about the handicap principle, computer simulations and
mathematical models have helped to convince most biologists that
condition-dependent and revealing indicators are common outcomes of sexual
selection. For example, simulations
by Andersson (1986) showed that condition-dependent indicators could evolve even
in perfectly monogamous species, given viability differences of only a few
percent. An important mathematical
analysis by Iwasa, Pomiankowski, and Nee (1991) confirms that indicators can
evolve under sexual selection even if mate preferences are costly, as long as
mutations are usually harmful.
Other, more recent models suggest that `good parenting' indicators can
evolve to display even non-heritable resources such as good territories (Grafen,
1990; Heywood, 1989; Hoelzer, 1989; Price et al., 1993). Thus, not all indicators are necessarily
advertising genetic quality; they
could simply be advertising resources and health relevant to raising
offspring. Indicators often evolve
better when runaway sexual selection is also operating on the relevant traits
and preferences (Andersson, 1986; Heywood, 1989; Pomiankowski, 1988; Tomlinson,
1988). However, indicators alone, even without the
runaway process, can suffice for the evolution of extravagant male ornaments and
extreme female preferences (Grafen,
1990). See Andersson
(1994, chapter 3) for a
comprehensive review of indicator models and data.
The
idea of genetic indicators has been criticized because of the `lek paradox'(e.g.
Williams, 1975; Maynard Smith, 1976; Kirkpatrick, 1987; Pomiankowski, 1987,
1995; Reynolds & Gross, 1990).
Leks are aggregations of animals such as sage
grouse, where females pick their mates very carefully from among dozens of males
displaying in large groups, and females receive nothing but sperm from the males
they choose. The most attractive
male sage grouse may achieve over 30 matings in a single morning, while average
males usually win none (Boyce, 1990).
Under such intense selection for attractive traits, we might expect the preferred traits to
go to fixation (100% frequency) in the gene pool very quickly (R. A. Fisher, 1930). Once fixated, there would be no further
incentive for females to be choosy, because all of the males should have the
same genes and hence be equally attractive. Indicators would become irrelevant once the population became genetically
homogenous, without any heritable variation in fitness or
attractiveness.
However,
three processes can maintain heritable fitness variation: temporal variation in selection, spatial
variation in selection, and mutation pressure (see Andersson, 1994). Temporally varying selection can result
from co-evolution between ecological competitors, between predators and prey,
or, perhaps most importantly, between hosts and parasites(Hamilton & Zuk,
1982; Hamilton, Axelrod, & Tanese, 1990; Low, 1990). Spatially varying selection in different
geographic areas, combined with migration,
can maintain heritable variation in a population. Mutation pressure can also maintain
heritable fitness variation because most mutations are harmful, and give rise to
an excess of low-fitness individuals (Lande, 1981; Charlesworth, 1987;
Kondrashov, 1988; Rice, 1988).
Indeed, genetic models show that indicators evolve more easily under
biased mutation (Iwasa et al., 1991).
Some recent studies even suggest that sexually-selected traits have much
higher heritabilities and genetic variances
than naturally-selected traits, despite strong directional selection (Moller
& Pomiankowski, 1993; Pomiankowski, 1995; Wilcockson, Crean, & Day, 1995). The importance of heritable fitness
variation is also confirmed by experiments in which females that are allowed to
choose their mates have offspring with higher phenotypic (and, by inference,
genetic) quality than females not allowed to choose(e.g. Partridge, 1980; Reynolds & Gross,
1992). Through female choice, males
have been forced to evolve clear windows onto the quality of their genes, so
that females can weed out the bad ones.
In this sense, females shape males to function as a kind of genetic sieve
for the species (Atmar, 1991; Michod & Levin, 1988): out with the bad genes, in with the
good.
3.3 Selection for aesthetic
displays
Some
traits have been shaped as aesthetic displays, sometimes in addition to
functioning as indicators.
Aesthetic displays play upon the perceptual biases of receivers to
attract attention, provoke excitement, and increase willingness to mate. That is, seducers manipulate
perceptions. The perceptual biases
open to manipulation can arise in two, often complementary, ways: (1) they may
already exist as `latent preferences' — side-effects of previous evolutionary
processes, reflecting basic psychophysical effects, general principles of
perception, or perceptual adaptations to particular environments — and (2) they
may co-evolve with the courtship traits they prefer, through Fisher's runaway
process.
Several
species have been shown to have `latent preferences' for particular ornaments,
even though the ornaments have not yet evolved in the species. Burley (1988) showed that female zebra
finches prefer males whose legs have been experimentally decorated with red or
black plastic bands, but males with blue and green bands were rejected. Basolo (1990) showed that female
platyfish prefer males with colorful plastic `swords' glued on the ends of their
tails, suggesting that this preference also pre-dated the evolution of such
ornaments in their close relatives the swordtails. Ryan (1985, 1990) found that females
frogs of some species prefer the courtship calls (deep "chuck" sounds) of male
frogs if they are played back at artificially lowered frequencies, as if produced by
extra-large frogs. Ridley (1981)
suggested that tails with multiple eye-spots, such as those of the peacock and
the Argus pheasant, play upon a widespread responsiveness to eye-like stimuli in
animal perception.
In
response to such findings, several
theorists have emphasized the role of perceptual biases in sexual selection,
using terms such as `sensory drive' (Endler, 1992, 1993), `sensory trap' (West-Eberhard, 1984), `sensory exploitation'(Eberhard,
1985; Ryan, 1990; Ryan & Keddy-Hector, 1992), `signal selection' (Zahavi, 1991), and `the influence of receiver
psychology on the evolution of animal signals' (Guilford & M. S.
Dawkins, 1991; see also Enquist
& Arak, 1993). As any
perceptual psychologist might predict, animals typically prefer displays that
are louder, larger, more colorful, more frequent, more varied, and more novel
than average (Ryan & Keddy-Hector, 1990; Miller, 1993). But such perceptual biases may also vary
substantially across species, in accord with ecological specializations of the
perceptual systems. For example,
birds that eat blue berries may evolve blue-sensitive eyes, which would tend to favor blue
ornaments; whereas birds that eat
red berries may evolve red-sensitive eyes that favor red ornaments. These perceptual specializations may
help explain the rapid divergence of sexually-selected traits across
closely-related species (Endler, 1992, 1993). The effectiveness of aesthetic displays
in courtship supports the R. Dawkins and Krebs (1978) theory that animal signals
often evolve to manipulate receivers in the signaller's interest, not to
communicate truthful information (as indicators do) for the benefit of
both.
But
latent preferences are not necessary, according to R. A.
Fisher's (1930) runaway theory.
Even chance fluctuations in mate preferences, combined with a strange
kind of evolutionary positive-feedback loop, could produce quite extreme mate
preferences and quite exaggerated courtship traits (see Miller & Todd, 1993;
Todd & Miller, 1993). Suppose
that mate preferences vary somewhat randomly within a bird population, so that
in one particular generation, some females happen to prefer long tails on males,
while others don't care. Suppose
male tail length also varies randomly.
Could the preference (for long tails) and the trait (of having a long
tail) evolve together in a
positive-feedback loop? This
possibility was first considered and dismissed by T. H. Morgan (1903) to ridicule Darwin's
sexual selection theory:
"Shall
we assume that ... those females whose taste has soared a little higher than
that of the average (a variation of this sort having appeared) select males to
correspond, and thus the two continue heaping up the ornaments on one side and
the appreciation of the ornaments on the other side? No doubt an interesting fiction could be
built up along these lines, but would anyone believe it, and if he did, could he
prove it?"
R.
A. Fisher (1930) believed it, but couldn't prove it:
"The
two characteristics affected by such a process, namely plumage development in
the male and sexual preference in the female, must thus advance together, and so
long as the process is unchecked by severe counterselection, will advance with
ever-increasing speed."
Recent
population genetics models (e.g. Lande, 1981; Kirkpatrick, 1982; Pomiankowski, Iwasa, & Nee,
1991) have finally proved it:
"Females
that prefer to mate with long-tailed males will mate with such males more often
than females that prefer short-tailed males. Following mating and genetic
recombination, the genes for long-tail preference and the genes for the long
tail itself will become correlated:
an individual carrying a
gene for long tails will tend to carry a gene for the corresponding
preference."(Kirkpatrick, 1987, pp. 74-75).
The
argument looks a bit circular, but then all positive-feedback processes look a
bit circular. The only thing
keeping runaway going is the `momentum' conferred by genetic linkage and the
risk to individuals of failing to display exaggerated traits or choosy
preferences given that momentum.
The peacock's tail grows longer and longer because of a despotic
treadmill of fashion: "Each peahen
is on a treadmill and dare not jump off lest she condemn her sons to celibacy"
(Ridley, 1993, p. 135). The
treadmill doesn't go on forever though: eventually, runaway would be
counter-acted by the survival costs of elaborate ornaments (R. A. Fisher, 1930). At evolutionary equilibrium, the
survival costs of an ornament should balance the reproductive advantages
(Kirkpatrick, 1982).
Runaway
can happen in any sensory modality.
Animals' eyes respond to color and form on tails and faces; ears respond to loud complex songs by
birds and whales; noses respond to
intense pheromones such as musk deer scent; skin responds to grooming, foreplay, and genital stimulation. Electric fish may even respond to
galvanic courtship (Kramer,
1990). But there is much
more to animal cognition than low-level sensation, so courtship behaviors may
have evolved to play on higher-level mental processes of categorization, symbolism, memory, expectation,
communication, and curiosity (Miller, 1993).
Runaway
is a fairly robust and pervasive force that emerges even in genetic models of
indicators (Pomiankowski et al., 1991; Kirkpatrick, 1992), but it also a highly
stochastic process, quite sensitive to initial conditions and therefore capable of explaining the capricious
divergence of sexual ornamentation observed across species (Eberhard, 1985;
Miller & Todd, 1993,
1995). The three basic assumptions
of Fisher's model have been moderately well-supported by recent empirical work
(see Andersson, 1994): (1)
individuals with large sexual ornaments have higher mating success but lower
survival than those with smaller ornaments (all else being equal), (2) the
relevant traits and preferences show heritable genetic variation, and (3) there
is genetic linkage between the relevant traits and preferences (e.g. Bakker, 1993; Houde & Endler, 1990). The runaway process is also supported by
findings that some animals copy each others' mate choices, as if following an
arbitrary fashion rather than a reliable indicator (Balmford, 1991; Dugatkin,
1992; Pruett-Jones, 1992).
3.4 Selection for sperm
competition
Sexual
selection does not stop when copulation begins. Indeed, gonads and genitals are the
clearest expressions of sexual selection, because they are most directly
responsible for fertilization, and
they typically serve no survival functions. The traditional view that `primary
sexual characters' such as penises are "necessary for breeding and hence are
favored by natural selection" (Andersson, 1994, p. 14) is misleading. If sexual competition and mate choice
can affect genitals, then genitals can be shaped by sexual
selection.
In
many species, females mate with more than one male, so sperm competition becomes important: males evolve larger testicles,
larger ejaculates, faster-swimming
sperm, various devices to remove previous competitors' sperm from the female
reproductive tract, and various plugs to keep future competitors' sperm excluded
entirely (Smith, 1984; G. Parker, 1984).
The results can be dramatic:
the male North Atlantic right whale reputedly has 2000-pound testicles to
pump out gallons of semen and billions of sperm per
ejaculate.
In
primates, testicle size increases with intensity of sperm competition across
species (Harcourt & Harvey, 1984);
female chimpanzees are highly promiscuous, so male chimpanzees have
evolved large 4-ounce testicles.
Male humans have medium-sized testicles by primate standards, and produce
a respectable 400 million sperm per ejaculate, suggesting that ancestral females
had multiple lovers within a month fairly often (Baker & Bellis,
1995).
Female
choice does always not stop when copulation starts, either. Eberhard (1985) has argued that male
genitals often function as `internal courtship devices' to stimulate females
into accepting sperm from the copulating male. The length, variety, and vigor of human copulation suggests
that this type of internal courtship has been highly elaborated in our
species. Human female orgasm may
function partially to suck sperm into the uterus, thereby promoting
fertilization by sexually exciting males (Baker & Bellis,
1995).
3.5 Selection for provisioning,
territories, and protection
Females
can gain nongenetic benefits from mate choice by favoring males that offer
material gifts (Searcy, 1982). The
main examples of such provisioning come from male insects giving nuptial gifts
such as spermatophores or caught prey(see R. Thornhill & Alcock, 1983), male
birds provisioning offspring and building nests in socially monogamous bird
species (see Clutton-Brock, 1991), and sex-for-meat exchanges (e.g. prostitution
and marriage) in humans(H. Fisher,
1982, 1992). Male provisioning is
useful to females because it eases the nutritional and energetic burden of
producing eggs, gestating young, and feeding them. But male provisioning of females during
courtship is not common across species, and male provisioning of offspring after
birth is quite rare except in monogamous birds (Clutton-Brock, 1991). Often, male provisioning may represent mating
effort more than paternal effort, if females prefer males that have provisioned
previous offspring (Seyfarth, 1978; Smuts, 1985). Biologists may often mistake the
grudgingly generous step-father for the committed dad.
Selection
for direct provisioning must not be confused with the more common pattern of
selection for good territories that happen to be defended by particular
males. Socioecologists have
long recognized that female animals tend to distribute themselves around their
habitat to exploit the available food resources and protect themselves against
the local predators, and the males distribute themselves to exploit the
available females as reproductive resources (Davies, 1991; Dunbar, 1988). In such cases, males often fight to
exclude competitors from prime territories, and females prefer to mate with
males that hold prime territories.
Such systems are called `resource defense polygyny', because males that
are successful at excluding other males from areas desired by females will reap
a disproportionately high number of offspring with multiple females. Male territoriality can be viewed in two ways: as female
choice in favor of sexy, healthy, high-status, land-holding aristocrats, or as
female acquiescence to a Machiavellian protection racket, where violent,
harassing males extort sex for access to food, and then leave females with all
the burdens of parenting.
Males
can sometimes serve as convenient if unreliable protectors from predators or
from other males. Thus, mate choice
in favor of protectors is especially favored in species where females and/or
infants are subject to strong predation risk or strong risk of infanticide by
rival males (see Hausfater & Hrdy, 1984). Again, the protection racket metaphor
may be apt: males extort sex in
exchange for a commitment not to kill a female's offspring, and a willingness to
keep other males from killing them.
Moreover, much of what appears to be `protection' behavior by males may
function as mate-guarding to minimize sexual competition from rival males, and
may not reflect female choice.
Biologists have recently begun taking a darker view of male provisioning,
territoriality, and protection
behavior — a view surprisingly concordant with recent feminist analyses of human
patriarchy, prostitution, marriage, sexual exploitation, and the economic oppression of women
(see Brownmiller, 1975; Buss & Malamuth, in press; Haraway, 1989; Lancaster,
1991; Smuts, 1991).
3.6 Summary of sexual selection
modes
The
scope of sexual selection through mate choice is rather broad: it can operate in almost any animal
species capable of making discriminations among potential mates and in
responding more positively towards some than towards others. Mechanisms that cause selective mating
can arise from several sources, both as adaptations in their own right and as
side-effects of other adaptations (e. g.
as sensory biases). Once in
place, these mechanisms can influence the evolution of sexual ornamentation and
courtship behaviors. If the
selected trait correlates with general viability as a conditional or revealing
handicap, and if genetic variance in viability is maintained somehow, e.g. by biased mutation or coevolution, then
Zahavi's handicap principle will work to elaborate both trait and preference
(Iwasa et al., 1991). Even if the
selected trait is purely ornamental and does not correlate with general
viability, as long as genetic variance in the trait is maintained, then Fisher's
runaway process can elaborate both trait and preference (Pomiankowski et al.,
1991). Often, Zahavi's and Fisher's
processes will be mutually reinforcing,
such that a trait is elaborated both as a viability indicator that
increases offspring survival rates and as an aesthetic ornament that increases
offspring attractiveness. For
example, "a peacock's tail is, simultaneously, a testament to naturally selected
female preferences for eye-like objects, a runaway product of despotic fashion
among peahens, and a handicap that reveals its possessor's condition." (Ridley,
1993, pp. 161-162). These processes
can operate even in the face of substantial natural selection to evolve costly
male traits and costly female preferences.
Sexual selection will work in pseudo-monogamous and polygynous species
through differential mating success, and will work in truly monogamous species
if animals mate assortatively with respect to viability-indicators, or if animals that mate earlier have
more offspring (Darwin, 1871; Kirkpatrick, Price, & Arnold,
1990).
4 Sex differences and sexual
selection
Sexual
selection through mate choice would be expected to operate in any
sexually-reproducing lineage,
regardless of whether there were distinct sexes such as males and
females. If hermaphrodites exercise
mate choice, they can evolve sexual
ornaments. Thus, sexual selection
does not necessarily require or produce sex differences.
However,
in almost all sexually-reproducing lineages on earth, distinct sexes have evolved, consisting
of `males' that produce small gametes called sperm and `females' that produce
large gametes called eggs. Bateman
(1948) and Trivers (1972) pointed out that since females invest more matter and
energy into producing each egg than males invest in producing each sperm, eggs
form more of a limiting resource for males than sperm do for females. Thus, males should compete more intensively to fertilize eggs than
females do to acquire sperm, while females should be choosier than males. Males compete for quantity of
females, and females compete for
quality of males. In short, males
court, and females choose (see Daly & Wilson, 1983; Reynolds & Harvey,
1994; Trivers, 1985).
In
female mammals the costs of internal fertilization, gestation, and long-term
lactation are especially high, leading to even more striking differences between
male competitiveness and female choosiness. For example, the minimum parental
investment by female humans under ancestral conditions would have been a
harrowing 9-month pregnancy followed by at least three years of breast-feeding
and baby-carrying (Shostak, 1981); whereas the minimum paternal investment would
have been a few moments of copulation and a teaspoonful of semen (Symons,
1979). The result is an enormous
difference in maximum lifetime reproductive success. King Moulay Ismail the Bloodthirsty, a
medieval despot of Morocco, sired over 800 children by the women in his harem,
and the first emperor of China, around 3000 years ago, was reputed to have sired
even more through his much larger harem (Betzig, 1986). By contrast, the world record for a
woman is 69 children, many of which were triplets (Daly & Wilson,
1983). Even under relatively
egalitarian tribal conditions, some men can father several dozen children by
several different women, whereas no
woman bears more than 10 or so children (Chagnon, 1983).
Thus,
a man's reproductive success generally increases with his number of sexual
partners (in the absence of contraception), whereas a woman reaches her
reproductive limit rather quickly as her number of sexual partners
increases. This is because males
can opt out of parental investment in a way that women cannot — nature can't
enforce child support laws any better than modern governments. Of course, women under ancestral
conditions probably used abortion and infanticide to avoid maternal investment during difficult times (see
Hausfater & Hrdy, 1984), but they could not induce another woman to bear a
child for them. Maternal investment
was obligatory in hominids;
paternal investment was not.
There
are usually trade-offs between courtship effort and parental effort. Males usually invest more in the former,
and females more in the latter. In
females, the marginal costs of sexually-selected traits will be higher (because
the demands of maternal investment push females closer to their physiological
limits), and their benefits will be lower (because males are less choosy), so
females often invest less time and energy in growing and displaying such traits
than males do. The result is sexual dimorphism: a sex difference in the expression of
the courtship or reproductive trait.
The most ancient and reproductively central sexual dimorphisms are
usually qualitative: males have
testicles, whereas females have ova.
More recently evolved courtship traits usually retain only quantitative
dimorphism: many male birds have
longer, brighter feathers than females, but females often retain some discreet
ornamentation. Female mammals have
breasts, but males retain nipples.
All the qualitative sexual dimorphisms started out as quantitative
ones.
Sexual
dimorphism is a common but not necessary outcome of sexual selection. Two major factors limit sexual
dimorphism: the mutuality of mate
choice, and `genetic linkage' between the sexes. The effects of mutual choice are easy to
understand: if both males and
females are somewhat choosy and somewhat competitive, as in many monogamous
species, then sexual selection will apply to males and females roughly equally,
and sexually selected ornaments and indicators will evolve to similar magnitudes
in each. Whenever males must invest
time, effort, and energy in
courtship, they have incentives to be at least slightly choosy about which
females they choose to court — but male choice has been studied only rarely, and
may have often been overlooked. For
example, Trail (1990) observed that in about a quarter of lek-breeding birds
(which provide the best opportunities for female choice), ornaments are
equally elaborate in males and
females, suggesting that male choice was operating as well. Also, whenever high-quality males are in
short supply, females have an incentive to compete with each other to attract
and retain such males.
Competition to retain the paternal investment and protection of male
partners will also lead to substantial variance in the number of offspring
raised to maturity by females;
measuring variance in number of offspring born would completely miss a
major stage of female reproductive competition, which occurs after birth (Dunbar, 1988; Miller, 1993). Males also vary less in their lifetime
reproductive success than in their day-by-day success, because male success follows a typical
life-history trajectory (adolescent frustration, young adult violence, older
adult coalition-building, and
gradual senescence). Therefore,
short-term measures will over-estimate variance in male reproductive success and
under-estimate female variance (Dunbar,
1988). Thus, sexual
selection often applies to both sexes, and can drive the evolution of indicators
and aesthetic displays in both sexes.
Especially
under monogamy, mutual mate choice
can yield strong sexual selection without much sexual dimorphism. Sexual selection can work in monogamous
species if the sex ratio is skewed,
if extra-pair copulations undermine the putative monogamy, or, most
importantly, if mates differ in
genetic quality (Darwin, 1871; R. A. Fisher, 1930). For example, if animals mate assortatively with
respect to quality (e.g. the
healthy marry each other, leaving
the unhealthy no option but to marry other unhealthies), then indicators of
genetic quality can still evolve under sexual selection (see Darwin, 1871). Thus, traits that improve the ability to
compete for mates will be favored even under strict monogamy (Jones &
Hunter, 1993; Kirkpatrick et al., 1990).
Moreover, female competition over mates will be stronger under monogamy,
so females may evolve ornaments as extravagant as those of males. Mate choice must also be somewhat mutual
in species that use interactive courtship displays (which ethologists used to
call `pair-bonding rituals'), such as coordinated dances, song duets, mutual
sexual foreplay, and conversations (Miller, 1993). Only the pure Fisherian runaway process
is undermined by monogamy, because it depends on some individuals obtaining a
disproportionate number of mates.
Genetic
linkage between the sexes also constrains the evolution of sexual
dimorphism. Because males and
females within a species grow from very similar genes and developmental
mechanisms, most traits are homologous (developmentally and anatomically
similar) across sexes, and the male trait cannot initially evolve separately
from the female trait. This
constraint holds for any traits that still have quantitative rather than
qualitative sexual dimorphism. Sons
will tend to inherit their mothers' mate preferences, and daughters will tend to
inherit their fathers' sexually-selected traits. Darwin (1871) called this the "Law of
Equal Inheritance": all else being
equal, even if only one sex is
exercising selective mate choice, both the selected traits and the selective
preferences will tend to be expressed in both sexes. For example, if female choice favored large penises
over many generations in some species, the clitoris (female homolog of the
penis) would tend to enlarge along with the penis, assuming no other selection operated on
the clitoris.
Lande
(1980, 1987) showed that this sort of genetic linkage between the sexes makes
the evolution of sexual dimorphism a very slow process. Typically, sexual dimorphism evolves a
few orders of magnitude slower than sexually-selected traits themselves do. For example, Rogers and Mukherjee (1992)
applied Lande's model to data on the cross-sex heritability of human height and
other body dimensions, and found that if female choice alone were favoring tall
males, and males were not selecting females for height, sexual dimorphism in
height would evolve around 65 times slower than height itself. That is, female height would increase
over 98% as fast as male height increases,
purely as a correlated response to selection on males. This argument also applies to
sexually-selected behavioral and mental traits: any female choice for some courtship
capacity in the male would be expected to produce a correlated response in the
female. In an extraordinary
passage, Darwin revealed his belief
in the importance of mate choice in human mental evolution, and in the
importance of genetic linkage between the sexes:
"It
is fortunate that the law of equal transmission of characters to both sexes
prevails with mammals; otherwise it is probable that man would have become as
superior in mental endowment to woman,
as the peacock is in ornamental plumage to the peahen." (Darwin,
1871)
Now
that we have reviewed sexual selection theory, we can explore how that theory
applies to primates, hominids, and modern humans.
5 Sexual selection in
primates
To
a first approximation, ecological circumstances determine mating patterns in
primates. Generally, the
distribution of food determines the distribution of females, and the
distribution of females determines the distribution of males. When females must forage on their own,
males disperse to pair with the lone females, giving rise to monogamy; this pattern is fairly rare in primates,
being restricted to gibbons, some lemurs, and some African and South American
monkeys. When females can afford to
forage in small groups to protect each other against female competitors,
predators (Dunbar, 1988) and infanticide by strange males (Hrdy, 1979), a single
male can exclude other males from each female group, giving rise to the common
`harem system' of unimale polygyny, as in hamadryas baboons, colobus monkeys,
some langurs, and gorillas. Unimale
polygyny usually imposes strong sexual selection for aggressiveness, including
male size, strength, and weaponry (e.g.
large canine teeth),
resulting in high degrees of sexual dimorphism in body size and behavior. When females can forage in larger groups
(of more than 10 or so) males must usually form coalitions to exclude other males from the female group,
resulting in a complex system of multimale polygyny, as in some baboons,
macaques, ring-tailed lemurs, howler monkeys, and chimpanzees. In multimale polygyny, males compete at
several levels: female promiscuity
leads to sperm competition; female
preferences for dominant males lead to status competition, individual
aggressiveness, and coalition-formation;
and female preferences for nice males lead males to groom females,
protect their offspring, and guard them from other males (see De Waal,
1989). Hominids and humans probably
evolved in fairly large groups under multimale polygyny, so we will focus here
on sexual selection in large-group primates.
Male
primates fight more often and more intensely when estrus females are in their
group. These fights usually result
in a linear dominance hierarchy
among the males, with high-ranking males usually obtaining more matings
because they can chase lower-ranking males away from estrus females(Silk, 1987). However, lower-ranking males can
use a number of alternative mating
strategies, because females often prefer novel males, long-term friends, and
ex-dominant older males, to the currently dominant male (Smuts, 1985,
1987). Sometimes, these alternative
strategies are as successful as achieving high dominance rank, though they may often be making
the best of a bad situation. Males
can also form coalitions to take over groups, repel outside males, achieve
higher dominance rank within groups,
and acquire estrus females (Smuts, 1987). Male primates often use different
strategies at different ages, as their physical and social powers wax and wane
(Dunbar, 1988).
Given
multi-male, multi-female primate groups, how does mate choice work? Female primates can exercise choice by
joining groups that contain favored males, initiating sex with them during
estrus, supporting them during conflicts, and developing long-term social
relationships with them. Females
can reject disfavored males by
refusing to cooperate during copulation attempts, driving males away from the
group, or leaving the group. But female mate choice criteria
remain obscure for most primate species.
In contrast to modern humans, female primates rarely favor males that can
provide resources or paternal care of offspring. The sporadic male care that is observed,
such as watching, carrying, and protecting infants, may represent mating effort
rather than paternal investment (Seyfarth, 1978; Smuts, 1985), because it is
often performed by a male unlikely to be the father of the infant, who is
interesting in mating with the infant's mother. Rather, the only consistent female
preferences observed have been for (1) high-ranking males capable of protecting
females and offspring from other males, (2) specific males with whom a special
short-term consortship or long-term friendship has been formed through mutual
grooming and affiliation, and male food-giving and infant protection, and(3) new
males from outside the group, to avoid inbreeding and protect against the infanticide they
might commit if they knew that none
of the local offspring were theirs.
Clearly, these criteria conflict somewhat: high-ranking males have insufficient
time to maintain special friendships with all local females; and new males by definition cannot yet
be long-term friends, nor can they attain high-rank immediately. In addition, females may choose to mate
promiscuously, to maximize sperm competition and to confuse paternity, thereby
inducing several males to protect the offspring, and to guard against
infanticide (Hrdy, 1979; Small, 1993).
Despite Darwin's (1871) discussion of sexual selection for the various
beards, tufts, and colorful hair
styles that adorn male primates, female choice for aesthetic displays and
indicators has rarely been investigated in primates, perhaps because the
relevant sexual selection theory has been developed only recently. However, female primates often exhibit
preferences that cannot be accounted for on the basis of male rank, age, novelty, grooming effort, or protection
effort. Sometimes, primates just
seem to like each other based on appearance, behavior, and personality.
Although
primates follow the general animal pattern of male sexual competition and female
choosiness, female competition and male mate choice is also important (Smuts,
1987). In monogamous callitrichids
such as marmosets and tamarins, female compete to form pairs with quality males
and drive off competing females. In
unimale polygynous systems, the dominant
male's sperm becomes a limiting resource, and high-ranking females
prevent low-ranking females from mating through aggression and harassment
(Small, 1988). In multimale groups, females compete to
form consortships and friendships with favored males. Such patterns of female competition
suggest some degree of male mate choice.
When the costs of sexual competition and courtship are high, as they are for most primates, males
have incentives to be choosy about how they allocate their competitive effort,
courtship effort, and sperm among the available females. Males compete much more intensely for
females that show signs of fertility such as sexual maturity, estrus behavior,
absence of lactation, and presence of offspring (Smuts, 1987). Male primates almost always avoid
adolescent, low-ranking, nulliparous (no-offspring) females and prefer older,
high-ranking, multiparous (several offspring) females who have already
demonstrated their fertility, viability, social savvy, and mothering
skills. Marriage (i.e. legally-imposed life-long monogamy) has overturned this
male mate choice pattern in modern human societies by pushing males to compete
for unmarried, nulliparous young women of unproven fertility and uncertain
status — a recent pattern that Symons (1979), Buss (1989, 1994), and others have
projected into the ancestral past.
Like females, male primates also show strong individual preferences for
particular mates with whom they have developed special relationships
(Smuts, 1985). The myth that romantic love is a recent
invention of Western patriarchy denies not only the warm sexual relationships of
humans in other cultures and historical epochs, but also those of other primate
species.
In
summary, sexual selection in multi-male, multi-female primate groups is intense
because the social context of mating is so complex and dynamic. Both sexes compete, both sexes are
choosy, both sexes have dominance
relations, and both sexes
form alliances. Sexual
relationships develop over weeks and years rather than minutes. Under these relentlessly social
conditions, reproductive success came to depend on mental capacities for
"chimpanzee politics" (De Waal, 1982, 1989), "Machiavellian intelligence" (Byrne
& Whiten, 1988), "special friendships" (Smuts, 1985), and creative courtship
(Miller, 1993) rather than simple physical ornaments and short-term courtship
behaviors as in most other animals.
6 Sexual selection in
hominids
It
is hard to reconstruct sexual selection patterns in extinct animals because mate
preferences and courtship behaviors don't fossilize. However, it seems reasonable to suppose that the
primate tradition of intense sexual selection within highly social groups
persisted in our hominid ancestors, with ever-larger group sizes, and
ever-more-complex relationships and sexual strategies. We are the products of this primate
heritage refracted through a unique hominid sequence of habitats and econiches
(Foley, 1987), combined with the unpredictable effects of runaway social
competition for Machiavellian intelligence (Byrne & Whiten, 1988; Dunbar,
1992), and runaway sexual selection for various courtship behaviors (Miller,
1993).
Fossils
and genetic markers suggest that hominids diverged from other anthropoid apes
around 6 million years ago (mya), leading to increasing bipedalism, group size,
and omnivory in the sequence Australopithecus ramidus , A.
afarensis, and A.
africanus. By two mya,
hominids had divided into two main branches (see Foley, 1987): Paranthropus (also known as Australopithecus), including P.
robustus and P. boisei, and Homo, including successively Homo habilis (2.0-1.8 mya), Homo erectus (1.8-0.5 mya), and Homo heidelbergensis (400,000-120,000
years ago). This latter type split
into two species (see Stringer & Gamble, 1993): the Neanderthals (Homo neanderthalensis, 200,000-40,000 years ago), and modern Homo sapiens (120,000 years ago to the
present). Because the Pleistocene
period covers the era from two mya until recently, and Homo sapiens probably evolved and
migrated out of Africa quite recently (see Gamble, 1993), hominids and humans
are largely a product of Pleistocene Africa.
Mating
among our ancestors probably occurred in the context of small, mobile
hunter-gatherer tribes. As with
most primates, social life was probably centered on matrilines (female kin
groups and their offspring), with the males largely fending for themselves, hovering around
the periphery, and trying to
insinuate themselves into the powerful female bands (see Dunbar, 1988). Under these conditions, the central mating problem for males was
inseminating mature, attractive, viable, fertile females (Buss & Schmidt,
1993). The central mating problem
for females was obtaining good sperm and good genes from high-quality males, and
perhaps some provisioning and protection from a few males whose presence was not
more trouble than it was worth.
Equally unlikely are the tough-minded view of the Pleistocene as a
brutal, male-dominated era of continuous warfare, frequent rape, and anarchy (e.g. Ardrey, 1976), and the
tender-minded picture of life-long pair-bonded monogamy and heavy male
investment (Lovejoy, 1981). Male
scientists have been reluctant to recognize that, for the most part, adult male
hominids must have been rather peripheral characters in human evolution, except
as bearers of traits sexually-selected by females for their amusement value or
utility.
Hominids
probably did not live in discrete tribes with mutually-exclusive and stable
memberships, well-defined territories, or coherent group movements. Social organization was more complex and
multi-layered, as it is in other primates (Dunbar, 1988). Thus, mates may have been chosen not
from within the small bands that characterize day-to-day foraging, but from the
much larger congregations that occurred at special times(e.g. food-rich seasons, or “harvest
carnivals”) and places (e.g. water
sources, or “beaches”). Social and
sexual relations were probably at
least as fluid, complex, and ad hoc
as they are today, with plenty of polygamy, serial monogamy and infidelity(see
H. Fisher, 1992; Ford & Beach, 1951; Lockard & Adams, 1991; Shostak,
1981). Without marriage,
mortgages, or money, why stick with
just one lover during a lifetime?
Given this social complexity and fluidity, each sex probably evolved a
multitude of flexible strategies for pursuing their mating goals (Buss &
Schmidt, 1993; Simpson & Gangestad, 1992). An individual's current strategy might
depend on their personal attributes(e.g.
age, health, attractiveness, parenting skill, social skills, and
seduction skills), the state of their kin network and social network(e.g. number of dependable child-care
helpers), and various ecological conditions(e.g. reliability and patchiness of resources,
foraging costs and dangers) and demographic conditions (e.g. operational sex
ratio).
Primates
and especially hominids are extremely `K-selected' taxa: we have much slower development, larger bodies, fewer offspring, higher survival rates,
and longer lifespans than more `r-selected' taxa such as insects, fish, or
rodents (Harvey, Martin, & Clutton-Brock, 1986). The more K-selected the species, the
more important sexual selection usually becomes compared to natural selection
(Miller & Todd, 1995). We might
expect that as hominids evolved to be more and more K-selected, the relative
importance of sexual selection increased.
K-selection usually reduces
the relative energetic demands of reproduction on the female and almost
eliminates the need for male help, because slow gestation spreads maternal
investment over a longer period, and small litters of large, well-developed
offspring are easier to care for.
However, human brains grow
so large that infants must be born relatively immature to fit through the female
pelvic canal: "human gestation is
really 21 months long, with 9 months in the uterus followed by 12 months in the
mother's care" (Martin, 1992, p.
87). The helplessness and
expense of human infants increases both the nongenetic and genetic benefits from
mating: choosing males for their
provisioning and protection ability eases the energetic burden of motherhood,
but choosing males for their indicators of genetic quality and their aesthetic
displays reduces the risk of producing sickly, unattractive offspring that may
never reproduce. Thus, whereas
infant dependency favors male
provisioners, infant expense favors males with good genes and good
displays. Foley (1992) provides
life-history and nutritional evidence that the latter was more important: human infants do not grow using more
energy per month than other ape infants, as paternal provisioning would have
made possible — they simply grow for a longer time. Such data undermine the common
assumption that male hunting was somehow important in feeding infants and
mothers, and in supporting the energetic costs of encephalization (cf. Buss,
1992, 1994; Lovejoy, 1981; Knight, Power, & Watts,
1995).
Many
people assume that the opportunities for mate choice would have been severely
limited under ancestral conditions, due to the supposed prevalence of arranged
marriages, the exchange of women as chattel between families and tribes, the
influence of cultural rules concerning incest, outbreeding, marriage, monogamy,
and adultery, and the generally low status of women under patriarchy. But there is good archaeological and
ethnographic evidence that many of these factors arose within the last 10, 000
years, where they arose at all (see H. Fisher, 1992). The economic and geographic demands of agriculture distorted human
mate choice patterns, because agriculture requires long-term investment in
preparing and maintaining a plot of land, and thereby reduces the physical and
social mobility that underlay the free choice of sexual mates in hunter-gatherer
tribes. Modern mating behavior may
not accurately reflect ancestral
patterns of sexual selection. But
we will turn next to modern human morphology — which, being less influenced by
culture, is more reliable evidence of ancestral mate choice
patterns.
7 Sexual selection and human
morphology
Humans
show sexual dimorphism in several traits.
Compared to females, males on average have more height and mass, more
upper-body strength, higher metabolic rates, more facial and bodily hair, deeper
voices, larger brains, and riskier life histories, with higher juvenile
mortality, later sexual maturity, and earlier death (Ankney, 1992; Daly &
Wilson, 1983, 1988; Ghesquiere, Martin, & Newcombe, 1985; Rushton, 1995;
Short & Balaban, 1994). Our
moderate size dimorphism is consistent with our species having evolved under a
moderately polygynous mating
system, with more intense sexual competition between males than between females
(Fleagle, Kay, & Simons, 1980; Martin,
Willner, & Dettling, 1994).
But human bodies reveal much more than just the degree of ancestral
polygyny; they indicate a wide
array of mate choice criteria used by our male and female
ancestors.
Compared
to other anthropoid apes, humans have less hair on our bodies, more on our
heads, whiter eyes, longer noses, larger ear lobes, more everted lips, smaller
and safer teeth, more expressive faces, more dextrous hands, and
better-developed pheromone systems (Margulis & Sagan, 1991; Miller, 1993;
Morris, 1985; Napier, 1993; Stoddart, 1990). Also, male humans have rather long, thick, and flexible penises compared to other
primates, larger beards, and sometimes baldness later in life; female humans have greatly enlarged
breasts and buttocks, a greater orgasmic capacity, and continual `sexual
receptivity' throughout the monthly cycle.
Many of these traits show hallmarks of having evolved under the
capricious power of sexual selection:
they are uniquely elaborated in our species, show considerable sexual
dimorphism, are grown only after puberty (sexual maturity), become engorged and
displayed during sexual arousal, are manifestly valued as sexual signals, and
are selectively elaborated through ornament and make-up (Miller, 1993; Morris,
1985). Such traits probably evolved
both as indicators (of fertility, viability, age, health, and lack of
infestation by pathogens and parasites) and as aesthetic displays (that play
upon pre-existing or co-evolved perceptual biases). Sexual selection research has focused
particularly on the human face, the breasts and buttocks, the penis, and the
clitoris. These will be examined in
turn.
The
human face is a major target of selective mate choice during all stages of
courtship,
from
flirtation through face-to-face copulation. Research on human facial aesthetics has
boomed in the last few years (Alley & Cunningham, 1991; Brown & Perrett,
1993; Langlois & Roggman, 1990; Perrett, May, & Yoshikawa, 1994), revealing that average faces are
attractive, but that females with more `neotenous' (child-like) faces, including
large eyes, small noses, and full lips, are still more attractive, as are males
will testosterone-enlarged features such as high cheekbones, strong jaws, strong
chins, and large noses (R. Thornhill & Gangestad, 1993). Bilateral symmetry is another important
determinant of facial beauty,
because symmetry correlates with "developmental competence"— resistance to
disease, injury, and harmful
mutations that cause "fluctuating
asymmetry" during development (Moller & Pomiankowski, 1993; R. Thornhill
& Gangestad, 1993). Also, as
Darwin (1872) emphasized, human
facial musculature is uniquely well-developed for displaying a variety of
expressions, many of which are used
in courtship.
Darwin
(1871) assumed that genitals evolve purely through natural selection for
fertilization ability, but Eberhard (1985, 1991) has demonstrated a substantial
role for female choice in the evolution of male genitalia. The human penis is a prime example: men have the longest, thickest, and most
flexible penises of any living primate.
Gorillas, orangutans, and chimpanzees have very thin `filiform' penises
less than three inches long when fully erect, and made rigid by muscular control
combined with a baculum (penis
bone). By contrast, human penises average over 5 inches long
and one and a quarter inches in diameter, and use an unusual system of
vasocongestion (blood inflation) to achieve erection(Sheets-Johnstone, 1990;
Short, 1980). The size and
flexibility of the human penis is more likely the result of female choice than
sperm competition because sperm competition generally favors large testicles, as
in the small-penised chimpanzee (Baker & Bellis, 1995; Harcourt &
Harvey, 1984; G. Parker, 1984; Smith, 1984).
The
female clitoris is anatomically homologous to the male penis, and although its
structure probably did not evolve directly under male mate choice, clitoral
orgasm has two important roles in sexual selection. First, as a female mate choice
mechanism, clitoral orgasm favors males capable of providing high levels of
sexual stimulation. Over the short
term, orgasm promotes vaginal and uterine contractions that suck sperm into the
uterus and minimize post-coital `flowback' therefrom (Baker & Bellis,
1995). Over the long term,
pleasurable orgasms promote future copulations with the favored male through
reinforcement learning and emotional attachment. Some male scientists (e.g. Gould, 1987;
Symons, 1979)have questioned whether human female orgasm is an adaptation at
all, because it can be hard to achieve.
But is makes sense for a `choosy clitoris' to produce orgasm only given
substantial foreplay and emotional warmth, because this would reinforce only sex
with males who have the willingness and skill to provide the right kinds of
sexual stimulation. Thus, the
sexual dimorphism between penis and clitoris could be viewed as a direct
physical manifestation of the two components of Fisher's runaway process: a highly elaborated male trait (the
penis) designed to stimulate, and a highly discerning female preference (the
clitoral orgasm) designed to respond selectively to skillful stimulation. The second role for orgasms is to
advertise happiness to lovers.
Given the fact that orgasms come hard, only when sex is long, varied, and
exciting rather than brief, mechanical, and perfunctory, orgasms can serve as
fairly reliable indicators of female sexual satisfaction, commitment, and fidelity. Thus, some aspects of female orgasm may
have evolved through male mate choice to promote male certainty of paternity
(and hence male protection and investment). If so, we can understand why females
advertise their orgasms through clear tactile, visual, and auditory signals such
as strong vaginal contractions and hip movements, the sexual blush over face and
chest, and passionate vocalizations (see Morris, 1985).
Female
human breasts and buttocks have undergone sexual elaboration through mate choice
by males. These organs store
substantial amounts of fat, so could function as indicators of female
nutritional status and hence fertility (Low, Alexander, & Noonan, 1987; Szalay &
Costello, 1992). Singh (1993)
showed that males prefer women who display a low waist-to-hip ratio (WHR),
ideally about 0.70, concordant with enlarged buttocks indicating sufficient fat
reserves, and a narrow waist indicating non-pregnancy. Permanent enlargement of breasts and buttocks is also fairly
effective at concealing ovulation (Margulis & Sagan, 1991; Szalay &
Costello, 1992). Females who do not
reveal their menstrual or lactational cycles may benefit from male uncertainty
by being able to solicit male attention and investment even when they are not
really fertile: "From hairy,
flat-chested ape to modern buxom woman ... males were kept guessing about when
females were ovulating" (Margulis & Sagan, 1991, p. 96). More generally, the loss of a specific
estrus period, combined with `concealed ovulation' and `continuous sexual
receptivity', may have allowed females to attract more continuous attention
(e.g. protection, provisioning,
social support) from males even when they were not ovulating (Alexander &
Noonan, 1979; H. Fisher, 1982; Hrdy, 1981, 1988; Hrdy & Whitten, 1987;
Tanner, 1981).
Sexually-selected
morphological features are important to the study of evolution and human
behavior for three main reasons.
First, there is no sharp division between body and brain: apparently simple bodily adaptations
also have physiological, neurological, and psychological features. The richly-innervated penis, clitoris,
nipple, and mouth are as much psychological organs as physical objects. Second, the mate choice mechanisms that
assess bodily features are easy to study experimentally and may lead to insights
about mate choice with respect to more complex mental and behavioral
traits. Finally, body features
reveal patterns of ancestral mate choice relevant to understanding human mental
evolution. Mate choice by males has
shaped female breasts, buttocks, and orgasms; mate choice by females has shaped male
body size, beards, and penises.
Mutual mate choice has probably influenced human hair, skin, eyes, lips,
ears, face shape, hands, and pheromones.
If our male and female ancestors were both selecting for bodily traits,
it seems likely that they were also both selecting for mental and behavioral
traits. By overcoming the Cartesian
split between body and mind, we can better appreciate the role of mate choice in
shaping both.
8 Sexual selection and human mental
evolution
"Most
evolutionary anthropologists now believe that big brains contributed to
reproductive success either by enabling men to outwit and outscheme other men
(and women to outwit and outscheme other women), or because big brains were originally
used to court and seduce members of the other sex."(Ridley, 1993, p.
20).
Could
sexual selection have shaped not only the human body, but the human mind? Darwin (1871) clearly thought so, but
most 20th century theorists have viewed natural selection as the exclusive
director of human mental evolution.
Even those who granted a role to sexual selection focused more on male
sexual competition than on mate choice.
Chance (1962) suggested that sexual selection would have favored young
males that show intelligence and
caution in challenging dominant males, and in forming coalitions to take
territories and intimidate females.
Fox (1972) argued along similar lines that sexual selection would have
favored male hunting prowess, leadership, and tool making. Alexander (1971) viewed organized
warfare for possession of females and mating-relevant resources as a major force
in human evolution. Caspari (1972)
considered oratory as an arena of male competition and suggested a role for
sexual selection in the evolution of language. In a fairly sketchy but provocative
paper, S. Parker (1987) proposed that sexual selection could help account for
the evolution of bipedalism, canine reduction, tool-making, fire-using, shelter-construction, and language. This emphasis on male competition made
sense when Darwin's theory of female choice was still considered unfounded. But given the resurgence of interest in
mate choice in other species, perhaps the role of mate choice in human mental
evolution deserves another look.
But
why bother with sexual selection?
What's wrong with the traditional story that natural selection just
generally favored intelligence, learning, tool-making, and culture? The problem is that the evolution of big
brains is so rare, so recent, so capricious, and seemingly so unrelated to the
demands of habitat or econiche (Miller, 1993). Brain size in our lineage has tripled
over the last two million years, reflecting the evolution of unprecedented
mental and behavioral capacities.
Over three million years ago, our ancestors were already successful,
social, fairly bipedal, tool-making hunter-gatherers on the African savanna —
and they had brains only slightly larger than the chimpanzee's. Then, two million years ago, for no
apparent reason, brain size started growing exponentially in our lineage but not
in other closely-related hominid species who shared the same habitat, such as Paranthropus boisei and robustus. Encephalization then stopped about 100,
000 years ago, again for no apparent reason, long before the Neolithic
revolution in technology and art
40, 000 years ago. Extreme
encephalization also happened in some species of cetaceans (dolphins and whales)
and proboscids (elephants) living in quite different environments, but has not
occurred in other primates living in quite similar environments (e.g. baboons, chimpanzees, Paranthropus
hominids).
The
speed, uniqueness, and capriciousness of this encephalization process has
prompted many theorists to accept that human mental evolution must have been
driven by some sort of positive-feedback process that is sensitive to initial
conditions. There have been two
traditional contenders. In the
runaway social competition model (Byrne & Whiten, 1988; Humphrey, 1976;
Whiten, 1991; also see Miller, in press), hominids got smarter to predict and
manipulate each others' behavior, leading to a social-intelligence arms race between mind-reading and
deception. In the runaway
gene-culture co-evolution model, hominids got smarter to learn and use material
culture (e.g. tools and survival techniques), which was itself evolving (Durham,
1991; Lumsden & Wilson, 1982; Wills, 1993). Yet these theories overlook the clearest
and best-established case of positive-feedback evolution in nature: runaway sexual selection. The runaway process is a good fit to the
human evolution data because it begins and ends unpredictably, without much
relation to the external environment,
but it is extremely powerful and directional once underway (Miller, 1993;
Miller & Todd, 1993).
As
we saw in section 6, hominid social life probably allowed considerable scope for
mate choice by both males and females.
Our ancestors lived in hunter-gatherer tribes that probably had rather
fluid, complex, and polygynous
mating patterns, rather different from the modern ideals of lifelong monogamy
and nuclear family. The mate choice
patterns permitted by tribal life could have favored several classes of
courtship behaviors that function as indicators: `viability-indicators' that demonstrate
physical health, energy, and
freedom from disease, deformity, or deleterious mutation, `age-indicators' that
reveal age, reproductive status,
and survival prospects, `social-success-indicators' that reveal social skills
for dominance, competition, aggression, deception, peace-making, communication,
and unpredictability, and `cognition-indicators' that reveal mental capacities
for perception, attention, memory,
planning, and creativity. In
addition, perceptual biases in mate choice would have favored `aesthetic
displays' of complex,
interesting, innovative
behaviors that are less closely correlated with fitness in other domains. Together, these forms of mate choice could have
set up runaway sexual selection for more complex and creative `behavioral
courtship displays' such as stories, myths, jokes, rituals, dance, music, art,
and sexual foreplay.
If
the brain evolved through runaway sexual selection, what were the relevant
traits and preferences? Two
uniquely elaborated aspects of the human brain are its creativity (Boden, 1991, 1994; D. Campbell, 1960; Freyd, 1994) and its
neophilia, or love of novelty (Zuckerman, 1984). Perhaps creativity itself became a trait
subject to sexual selection by neophilia as a mate preference. More technically, mental capacities for generating `protean' (adaptively
unpredictable) courtship displays may have been subject to `neophilic' mate preferences in both
sexes (on proteanism see Driver & Humphries, 1988).
Neophilia
influences mate choice in many
species. Darwin (1871) observed
that “mere novelty, or slight changes for the sake of change, have sometimes
acted on female birds as a charm, like changes of fashion with us.” Males of many species are more sexually
excited by novel females (Dewsbury, 1981).
Females of several bird species prefer males who display larger song
repertoires with greater diversity and novelty (Catchpole, 1980, 1987; Podos,
Peters, Rudnicky, Marler, &
Nowicki 1992). Such neophilic mate
choice may account for the
creativity of male blackbirds, nightingales, sedge warblers, mockingbirds,
parrots, and mynahs. Small (1993)
emphasized neophilia in primate
mate choice: "The only consistent
interest seen among the general primate population is an interest in novelty and
variety." Neophilia (termed
`openness') is one of the `Big Five' personality traits in humans (see Buss,
1991), and shows moderate heritability (Plomin & Rende, 1991; Zuckerman,
1984). Of course, in modern society, human neophilia is the foundation of the
art, music, television, film, publishing, drug, travel, pornography, fashion,
and research industries, which account for a substantial proportion of the
global economy. Before such
entertainment industries amused us, we had to amuse each other on the African
savanna — and our neophilia may have demanded ever-more creative displays from
our mates. This hypothesis can
explain the mysterious `cultural' capacities that are universally and
uniquely developed in humans, such
as language, music, dance, art, humor, intellectual creativity, and innovative
sexual play. These are all highly
valued during mate choice and highly useful during courtship. Such displays all use a uniquely human
trick: the creative recombination
of learned semantic elements(e.g. words, notes, movements, visual symbols) to
produce novel arrangements with new emergent meanings (e.g. stories, melodies,
dances, paintings). This trick
allows human courtship displays not just to tickle another's senses, but to
create new ideas and emotions right inside their minds, where they will most
influence mate choice.
The
gradual evolution of language was especially important, because it allowed
hominids to display complex ideas and images to one another using an
increasingly complex, structured,
open-ended, combinatorial system (Pinker, 1994). Language gave potential mates a unique
window into each other's minds, so allowed much more direct sexual selection on
the mind itself. Also, language
permits gossip, which can transform mate choice from an individual decision to a
social decision that integrates information from family and friends. With language and gossip, courtship displays need not
be observed directly; they need
only be witnessed by someone who can talk later to potential mates. The feedback loop between sexual
selection, language complexity, and mental complexity was probably the
mainspring of human mental evolution.
The
lack of sexual dimorphism in human mental capacities is not a fatal problem for
this sexual selection theory. We
would expect men and women to have similar minds given the genetic linkage
between the sexes, the mutuality of mate choice, the interactiveness of
courtship behaviors(e.g.
conversation, dance, and musical dueting), and the overlap between
perceptual capacities for judging complex behaviors (e.g. understanding
language) and motor capacities for generating complex behaviors (e.g. speaking
language). The general notion of
mental evolution through mate choice has been presently more fully elsewhere
(Miller, 1993, 1994, 1995, in press; Miller & Pratto, 1992; Miller &
Todd, 1993, 1995; Todd & Miller, 1993).
A
methodological problem arises: how could one demonstrate that a mental
adaptation really evolved through mate choice? As section 5 showed, sexually-selected
human bodily traits can be identified by being uniquely elaborated in our
species, growing only after puberty, becoming engorged and displayed during
sexual arousal, being selectively elaborated through ornament and make-up, being manifestly valued as
sexual signals, and showing sexual dimorphism. Similar criteria for special design
features can also be applied to mental and behavioral traits. If a behavior is uniquely human, is
selectively displayed by adult humans during courtship and sexual competition,
is displayed in different forms and frequencies by males and females, and is
clearly valued as a sexual display, then it is worth investigating as a
sexually-selected adaptation. By
these adaptationist criteria, many
aspects of human cognition and culture would thus fall under the rubric of
courtship behavior: language, art,
music, humor, acting, mimicry, metaphor, sports, games, ritual, myth, ideology,
religion, politics, and science.
More generally,
sexually-selected adaptations are expected to show complex organization
specially attuned to reliably,
efficiently, and flexibly perform certain functions in sexual competition and/or
courtship (on adaptations, see Williams, 1966; Tooby & Cosmides, 1990). Such adaptations can also be identified
through the comparative method (Harvey & Pagel, 1991) by examining the
distribution of traits across related species with known phylogenies, to discern
when and where evolutionary innovations occurred. New methods in cognitive
neuroscience (see Gazzaniga, 1995)
should also allow localization of the mental adaptations underlying these
courtship capacities, and comparison to homologous structures in other
primates.
One
might also check whether such adaptations are currently under sexual selection,
by seeing whether (1) the trait shows heritable variation (e.g. a moderate
coefficient of additive genetic variation — see Moller & Pomiankowski,
1993), and whether (2) individuals exhibiting one form of the trait have greater
mating success (e.g. number of copulations, partners, or offspring) than individuals
exhibiting other forms. One might
also show that individuals can (consciously or unconsciously) discriminate among
variants of the trait, and do
exhibit a preference for one variant.
To further establish that a trait functions as an indicator, one must
show that variants of the trait correlate with some indicated quality such as
age, health, fertility, or social status.
To establish that a trait is evolving at least partially under the
runaway process, one must show genetic linkage between the trait and the
corresponding preference.
However, all such questions
of utility in current societies are a bit tangential to the question of adaptive
function under ancestral conditions.
9 Sexual selection and human
culture
Theories
of human mental evolution are theories of human nature, and theories of human
nature are the foundation of psychology,
the social sciences, and the
humanities (Tooby & Cosmides, 1992).
So, if sexual selection played a major but little-appreciated role in
shaping human evolution, and if sexually-selected traits are the most central,
distinctive, and long-overlooked
components of the human mind, then the standard model of human nature used in
the social sciences and humanities probably focuses too heavily on the economics
of survival and not enough on the mental, material, and cultural demands of
courtship. Sexual competition
probably underlies many political, economic, sociological, anthropological,
criminological, cultural, ideological, religious, moral, and artistic
phenomena (e.g. see Barkow, 1989;
Betzig, 1986, 1992; Daly & Wilson, 1988; L. Ellis, 1993; Frank, 1985;
Ridley, 1993; Wright, 1994), but it has been almost entirely overlooked as an
explanatory principle. Instead,
`culture' has become the dominant explanation for all human social and
communicative behavior, despite its vagueness as a scientific concept (see
Cosmides & Tooby, 1994; Sperber, 1994; Tooby & Cosmides, 1992). Rather than viewing culture as the
reason for individual human behavior, we might view culture as an emergent phenomenon arising from sexual
competition among vast numbers of
individuals pursuing different mating strategies in different display
arenas.
For
example, only sexual selection
theory can provide a coherent,
non-circular account of `cultural dimorphism': why have males always dominated
political, economic, and cultural life in every known society? Most feminist theories of `patriarchy'
simply beg the question by viewing male power as a self-sustaining tradition,
without offering any plausible explanation of its origins. Traditional religious, reactionary, and
sexist ideologies also beg the question,
by invoking unexplained `natural' or divinely ordained sex
differences. But if most `economic
behavior' is mating effort by males to acquire material resources for attracting
and provisioning females, and if most `cultural behavior' is male mating effort
to broadcast courtship displays to multiple female recipients, then cultural
dimorphism is easily explained by sexual selection.
The
age and sex demographics of cultural production are almost the same as the
demographics of homicide (Miller, 1995; see Daly & Wilson, 1988):males
produce about an order of magnitude more art, music, literature, and violent
death than women, and they produce it mostly in young adulthood. This suggests that, like violent sexual
competition, the production of art,
music, and literature
functions primarily as a courtship display. For males, the mating benefits of public
cultural displays are large because every additional short-term mating achieved
through impressing some receptive female represents a substantial increase in
expected fitness. Because male
reproductive success can be virtually unlimited, the amount of energy and time
that talented men are motivated to invest in cultural displays should be
virtually unlimited. For
example, although the gifted
guitarist Jimi Hendrix died at age 27 from a drug overdose, he had affairs with
hundreds of groupies, and fathered
children in the U. S., Germany, Britain, and Sweden. Composer J. S. Bach fathered 8 children
by his first wife and 11 by his second.
The sexual conquests of Picasso, Chaplin, and Balzac are legendary. As every teenager knows and most
psychologists forget, cultural
displays by males increase their sexual success.
But
for females, the genetic benefits
of public cultural displays are smaller, because their maximum reproductive
success is constrained directly by their maternal investment ability (i.e. the
time required for pregnancy and lactation), not by the number of short-term
matings they can achieve. Rather
than broad-casting her courtship displays to all males indiscriminately and risking sexual harassment from
undesirables, it may be more effective for a woman to narrow-cast her courtship
displays to a few select males who are capable of giving her the long-term care,
attention, and resources she wants.
This could be called the `Scheherezade strategy', after the woman who
retained a sultan's intellectual attention, sexual commitment, and paternal investment by inventing
fantastic stories throughout a
thousand and one nights. Thus,
cultural dimorphism is much more likely to reflect a difference in motivation
and sexual strategy than a difference in basic mental
capacity.
10 Conclusion
In
sexually-reproducing species, all genes must propagate through the gateway of
sex, and mate choice is the guardian of that gateway. For this reason, sexual courtship was
probably central in human evolution, and remains central in modern human
life. However, sexual selection has
long been overlooked in the human sciences, partially because evolutionary
biologists themselves were skeptical about Darwin's most innovative theory until
quite recently, and partially because various ideological biases kept sex
marginalized as a topic too messy, too mystical, too embarrassing, and too arousing for scientific
analysis. We have to face the
possibility that if human evolution was a film, it would be
X-rated.
This
chapter has reviewed the history of sexual selection theory, the diversity of
mate choice criteria (selection for indicators, aesthetic displays, sperm
competition, provisioning,
territories, and protection), the logic and limits of sex differences, the
patterns of sexual selection in primates and hominids, and the parts of the
human body, the human mind, and human culture that have probably evolved through
sexual selection. But this is all
only the tip of the sexberg: a
snap-shot of the sometimes eager, sometimes resistant human sciences trying to
absorb an unexpectedly large and
potent body of biological theory and evidence. The rapture will be mutual though,
because a new appreciation of sexual selection allows the tightest possible fit
between (1) well-established biological theory and data, (2) universal and
important aspects of human nature and human psychology, and(3) universal and important aspects
of human culture and social life.
This integration, though
necessary for future progress, will be difficult for the social sciences and the
humanities because it undermines and replaces some of their cherished models of
human nature(e.g. Freud, Marx, social-constructivism), and because it
demands research concerning the adaptive functions rather than just the
proximate mechanisms of human social, sexual, and cultural behavior. But if we recognize the role of sexual
selection in the evolution of human intelligence, creativity, and culture,
perhaps some of the old dichotomies — passion/reason, mind/body, nature/culture,
sex/science — can finally be reconciled.
Future
histories of science will probably look back at our era as a critical point
during which human self-understanding was challenged and re-cast more deeply
than ever before. While the
conceptual novelties of Copernicus,
Adam Smith, Marx, Einstein, and Freud have lost their revolutionary edge, the
Darwinian revolution continues to dig deeper and more sharply into the human
soul (see Dennett, 1995; Ridley, 1993; Wright, 1994). Just when we thought we were comfortable
with the idea of blind natural selection shaping human nature, the eerie,
half-sentient process of sexual selection came back from the dead, more powerful and ubiquitous than
ever. A full recognition of the
role of mate choice and sexual competition in human affairs and human evolution
may shake not only our psychology,
but our psyches. It remains
to be seen whether we have the intellectual creativity, the sexual self-confidence,
and the existential courage to pursue these inquiries to their
completion.
Acknowledgments
The
author's research was supported partly by NSF-NATO Post-Doctoral Research
Fellowship RCD-9255323. For
institutional support, thanks to
the University of Sussex, the
University of Nottingham, the London School of Economics, and the Max Planck Society. For guidance and illuminating
discussions, thanks to Rosalind
Arden, David Buss, Charles Crawford, Leda Cosmides, Helena Cronin, Martin Daly,
Robin Dunbar, Dennis Krebs, Chris Knight, John Maynard Smith, Sara Paulson, John
Tooby, and Andrew Pomiankowski.
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